Teaching Transnational Cinema: Politics and Pedagogy

Edited by Katarzyna Marciniak and Bruce Bennett
Routledge, 2016
Reviewed by Karina Horsti, University of Jyväskylä, Finland

World cinema, cinema of the world, transnational cinema, accented cinema, cinematic transnationalism. Many concepts capture the various ways in which filmmaking and film watching cross national and cultural borders. This collection of 15 essays and one interview provides perspectives for educators to think about transnational cinema and pedagogies of watching and discussing films in the classroom. The essays are divided into three sections that examine transnational cinema: the first part addresses seeing and thinking about “the world” through film, the second, transnational encounters in the films and in the classroom. The third section concerns transnational aporias – a term which refers to alternative, radical and critical pedagogic positions made possible by watching transnational films. But what exactly makes a film transnational? This book speaks about films that are transnationally produced (finance, cast, crew, location) or originate from various countries other than where the films are being analysed. Transnational cinema also refers to films that address topics of crossing borders, exile, immigration, migration and multiculturalism.

In the first section of the book, the authors direct attention to the tensions that constitute films’ contexts and to the positions from which films are seen. For example, how much background knowledge of the Cold War would students need to understand Wolfgang Becker’s Goodbye Lenin! (2003)? The authors do not give straightforward answers to the issue of who should provide the students with a context of the film’s production, history, culture, and politics; nor do they explain how that should be done and to what degree. How students “see” an unfamiliar world through cinema is shaped by the kind of context in which they read the film.  As Matthew Holtmeier and Chelsea Wessels argue in their chapter, too much expert explanation might lead to only one reading of the film, “so that the process of viewing the film becomes a form of cultural mastery – an approach that sounds disturbingly colonial” (p78).

The second section of the book analyzes the intersectionality of race, ethnicity, class, age, and sexuality in transnational films. Rachel Lewis discusses how transnational lesbian cinema can be used in gender studies teaching. Anita Wen-Shin Chang and Laurence Raw provide post-colonial perspectives, and Mette Hjort touches on audiovisual material produced by children and young people.

While the issue of how seeing and discussing films is shaped by the backgrounds of students and teachers runs through almost all chapters, it is addressed more provocatively in the third section of the book. Unpacking this problematic is the most valuable contribution of this book. Film scholars tend to focus on the meaning and production of the film whereas the viewing context (who sees the film and with whom) is rarely discussed. This collection of essays offers insights about writing that into the analysis of films.

Emotions and opinions about the topics represented in the films emerge in the class discussions afterward, and the pedagogical challenge is to listen and manage these discussions. Students watch the films from their identity positions but the experience of seeing and talking about the films opens potential for unpacking these identities. Responses to migration are increasingly polarized, and this is also true in classrooms. Several authors in the book put this challenging issue under scrutiny and provide first hand experiences and theoretical thinking that helps to prepare for such situations. In addition, in most university settings discussed in the book (the United States and in the United Kingdom), the students are from privileged backgrounds. Alex Lykidis points out that, while identification enables compassion, it can also sensitize audiences whose perspectives remain limited on account of elsewhere being “barraged by stereotypical representations of immigrants”. Identification therefore might “collapse rather than explain” the differences between immigrants and dominant groups. Quoting Katarzyna Marciniak, he continues that identification raises “ethical issues of appropriation, consumption, self-indulgence, empty empathy or sentimental gestures of pity” (p60). In an analysis of films about sex trafficking Aga Skrodzka touches on how consumption of such stories often is combined with discourses of pity and moral righteousness.

The authors propose various alternative pedagogies to meet the challenges posed by watching and discussing transnational cinema in classrooms. The editors Katarzyna Marciniak and Bruce Bennett (p 15) open these more radical visions in their introduction with Trinh Minh-ha’s critique of an “all knowing subject” and Paolo Freire’s critique of the “banking model of education”. They insist that the teacher should avoid becoming an “all knowing subject” in the classrooms and that knowledge cannot be transmitted from the teacher to the student. Instead, they propose a position of “humility” that is sensitive to the transcultural encounters and power dynamics within the films, the classroom, society and the world. This position requires the humility of “not knowing” and “disempowering knowledge”. The classroom then, as Katarzyna Marciniak argues in her chapter, is a political and cultural site where confrontations and dissent are expected. She stands in contrast to comfortable, harmonious and easy classrooms that require “trigger warnings”, such as warnings for class content that might generate “racial stress”.

While film scholars will be the obvious readers of this book, the book also speaks to those who “use” films in teaching about gender, migration, race, ethnicity, transnationalism, and border crossing. Many of us show films to students to generate discussion on theoretical ideas and empirical studies. The essays offer invaluable insights for thinking through the emotions and opinions that emerge in discussions. It is a perfect companion to radical pedagogy.

The Shore Line and the Practice of Slow Resilience

VIDEO:

http://theshorelineproject.org/#!/about?howto

Since I was five, I’ve spent a few weeks every summer in Maine.  As an urbanite from Baltimore, coastal Maine is where I learned to fish, to clam, and to love the coast. The small house my family rents is precariously close to the shore and one summer we returned to find a rock wall constructed to protect our rental cottage from an encroaching sea. It was built shortly after Hurricane Sandy raged through other eastern seaboard communities. This wall and the politics unfolding in the aftermath of Hurricane Sandy drew my attention to the global politics of manufactured coasts.[1] How were other coastal communities confronting the threats of extreme weather or rising seas? How were they responding in the aftermath of disasters? How did the surge of coastal tourism, the dumping of industrial waste, unchecked development and resource extraction all contribute to the complexity of coastal concerns? I began to consider the coast itself as a story device. The shoreline is a frontline. It’s also a method of imagining ourselves connected to something we love and a future we want to defend. In what ways could an interactive documentary visualize and connect human and non-human communities that survive and adapt in one of the most dynamic places on the planet? I was drawn to the shoreline as subject, metaphor and even method – an invitation to think beyond borders, disciplines or species.  This is how I conceived of The Shore Line, a collaborative web documentary profiling the efforts of educators, artists, architects, scientists, city planners and youth organizations from nine countries taking actions along our global coast.

Still by Deborah Vanslet in To the Mainland  http://theshorelineproject.org/#!/archive?Solution=Migrant Justice

At the same time, I had some burning questions about the intended audience and the efficacy of an environmental interactive. Tom Waugh coined the term “the committed documentary” to describe films specifically invested with a goal to engender political action or consciousness.[2] How would a committed interactive function and what might I learn about the politics of convening in the digital age? [3] More specifically what if I focused on the classroom as a “site” of social change. Every environmentalist I know emphasizes the critical role of education in addressing climate change, so why not start there? What kinds of new models of engagement could happen by prioritizing teachers, students, schools, and community educators as co-creators in outreach and curriculum design?

A collection of slow resilience stories

Selecting my co-creators and target audience as students and educators was no coincidence. For the last ten years I have taught media courses and made films about food sustainability, environmental justice and climate change at Concordia University in Montreal. The more you know, the more depressing it becomes. “So what can we do about this?” is the sometimes desperate refrain I hear in classes. The solutions presented in many media projects can feel overwhelming or out of reach to my students. For example, in the compelling film Sonic Sea (Dougherty, 2016), about protecting whales and other sea life from the destructive effects of seismic testing, global ocean traffic, and oceanic noise pollution, one of the solutions is to literally slow down the speed of global trade. This is an important but daunting task. Alternatively, the solutions flagged at the end of some films are centered on individual actions and can feel a bit underwhelming given the structural challenges we face; change a lightbulb, take shorter showers, change your diet. How might we as educators and documentary makers represent collective responses to climate disruption that take into account complex power dynamics connected to colonialism, capitalism, class, race, age, and gender? And how might we point to both the affordances and the limitations of media. Aren’t the very screens used to communicate about climate change also part of the problem? Regardless of all of this complexity, I still wanted to grapple with that critical question “So what can we do about this?” And I wanted to explore how I might use this project to convene, to imagine, and to work towards an alternative future. 

Change at the shoreline can be sudden with storms that result in massive destruction, flooding, displacement and death. The extreme weather of 2017 is a frightening forecast of future trends.[4] At the same time, environmental changes come in the form of what Rob Nixon calls “slow violence,” involving the gradual seeping of toxins into the water, the displacement of shoreline communities and cultures, and the erosion and disappearance of beaches.[5]  What about the gradual and often invisible processes of social change? I began to think about the inspiring work of communities along the coast as slow resilience a gradual and rooted strengthening, enacted through processes that involve creativity, a deepening knowledge of coastal ecosystems, new collaborative frameworks, conversations, actions, mutual care and the foregrounding of potential over problems. In this way, The Shore Line became a collection of slow-resilience stories – portraits of people working together, taking actions over time, often in quiet but resourceful ways.

Still by Eva Brownstein in Dreaming of Treeshttp://theshorelineproject.org/#!/archive?Solution=Youth Leadership

Over three years and in collaboration with students and filmmakers from around the world we curated a collection of 43 video profiles, of people confronting the threats of unsustainable development and extreme weather on a scale that my students could identify with. Our objective was to represent imaginative thinking and solutions into each narrative, even if the solutions were temporary or incomplete. I was inspired by Anna Tsing’s notion of “collaborative survival” and her invitation to seek out the places and moments where humans and non-humans converge in the midst of ruin.[6] Tsing implores readers to focus on what manages to survive in the face of pollution, extinction and climate change.[7]

Committed documentaries, past and present

For many of us, the appeal of interactive documentary is the non-hierarchical curation of people, place and environments. Many Rose has traced the forerunners of participatory interactive media to alternative and community initiatives where the social processes around a media production are as vital as the finished products.[8] Scholars Helen De Michiel and Patricia Zimmerman suggest that interactives present an ‘open space’ where iterations, communities and diverse forms of engagement can emerge (2013, 355).[9] The open architecture of an interactive permitted a range of new opportunities for a collaborative web documentary like The Shore Line. With my co-creator, Helios Design Labs, I was able to connect local stories and forms of resilience into a global network, to help students or users explore how class, gender and geographical differences impact the way people imagine solutions and plan for the future. With the affordances of an online project, we designed interactive maps, visualizing datasets of growing coastal populations and shrinking coastal wetlands so that users could grasp the present and future risks of development on the very ecosystems that protect us. An open architecture offered a forum to engage with teachers to develop educational resources and to ensure that each video was connected to concrete actions in the form of a strategy toolkit, downloadable teaching guides and resources that we could refine over time.[10]

Still by Eva Brownstein, in Mapping Heritage http://theshorelineproject.org/#!/archive?Solution=Coastal Heritage

Despite all these unique opportunities, including the fact that the site is free and available online, the project can get lost in an over-crowded mediasphere. Furthermore, our community partners, the network of the people we featured in the films, are scattered all over the world presenting unique challenge for a “community” project. And while we tapped into the proliferation of innovative tools to map, visualize and understand coastal vulnerability, had we really translated the raw data we had at our fingertips into an emotionally resonant experience? Would we move people to action with our fragmented set of stories? An enduring challenge for the committed documentary is how to use it strategically for social engagement. What we know from past committed documentaries is that media alone does not mobilize communities and allies. There is an enormous amount of work involved in the creative curation of partners, networks and circuits of distribution that are all working together to get a project into the hands of people who can use it. For our team, the work of getting The Shore Line into classrooms is an exercise in slow resilience, one that requires patience, time and many lessons. And the goal is not to “deliver” a ready-made project but to use the project to get more teachers, students, and organizers talking across disciplines, broadening our networks and imagining new collaborations that will support alternative futures.

If the mandate of a committed documentary is to encourage a push from information to action, from users to engaged publics, and to discover the potential of a documentary to foster new networks, the interactive might have an edge over the long-form documentary. Rather than screen a 70-minute film accompanied by a twenty-minute discussion, we can show 20-minutes of film and have a 70-minute discussion. If there is one major lesson I have gleaned from my experience of making an interactive, it’s that I want to make less media and create more exchanges. The other day a student in my class asked me when we might see a shift or swell of consciousness around climate change that would get us thinking and acting more towards collaborative survival. I encouraged her to start imagining it and then take the first step towards it. This was the same challenge I posed to myself when making The Shore Line.

Image Designed by Helios Design Labs

Notes

[1] John Seabrook, “The Beach Builders: Can the Jersey Shore be saved?” New Yorker, New York, July 22, 2013.

[2] Thomas Waugh, Show Us Life: Towards a History and Aesthetics of the Committed Documentary, Metuchen, New Jersey, Scarecrow Press, 1984

[3] Liz Miller & Martin Allor, Choreographies of collaboration: social engagement in interactive documentaries, Studies in Documentary Film, 2016: DOI:10.1080/17503280.2016.1171686

[4] Hurricane Irma destroyed Caribbean islands, temporarily shut down Puerto Rico, and forced the evacuation of more than six million Florida residents. South Asian floods in India, Bangladesh, Nepal and Pakistan impacted more than 41 million individuals.

[5] Rob Nixon, Slow Violence and the Environmentalism of the Poor, Harvard University Press, 2013.

[6] Anna Tsing, The Mushroom at the End of the World: On the Possibility of Life in Capitalist Ruins, New Jersey, Princeton University Press, 2016.

[7] Ibid., p. 3

[8] Mandy Rose, “Not Media About, But Media With: Co-Creation for Activism” in Idocs: The Evolving Practices of Interactive Documentary, New York: Colombia University Press, 2017

[9] Helen De Michiel and Patricia Zimmerman. “Documentary as Open Space.” In The Documentary Film Book, edited by Brian Winston, London: BFI/Palgrave Macmillan. 2013. 366–375.

[10] For more

Notes on contributor:

Liz Miller is a documentary maker and professor interested in new approaches to documentary.  Her films on timely issues such as water privatization (The Water Front) refugee rights (Mapping Memories), gender rights (En la Casa), and climate change (Hands On , The Shore Line) have won awards and influenced decision makers. 

Crowdfunding in the Sixties: The Financing of Emile de Antonio’s Political Documentary Rush to Judgment (1966)

There’s no money for documentaries.

– Emile de Antonio[i]

Where any view of Money exists Art cannot be carried on, but War only.

-William Blake (as quoted by P. Adams Sitney)[ii]

On 21 October 2017, U.S. President Donald J. Trump proclaimed with his all-too-characteristic boldness and bluster that he would order the release of all classified files related to the assassination of John F. Kennedy. A 1992 law, however, already had stipulated that these files were to be released by no later than 26 October 2017, and in the five days leading up to 26 October, Trump’s all-too-uncharacteristic reserve and caution seemed to intervene and thousands of documents were suppressed from release for the sake of further review[iii]. That 1992 law, the President John F. Kennedy Assassination Records Collection Act, was passed after the release of Oliver Stone’s film JFK (1991) with the intent of making public nearly all of the documents related to the assassination within 25 years in order to quell the curiosity and undercut the claims of conspiracy theorists[iv]. The continued suppression of thousands of documents after all this time – even with the release now of many thousands more – surely renews further concerns of doubt and conspiracy. Indeed, the fiftieth anniversary of the Kennedy assassination just a few years back led to a boom in publications, their titles alone revealing the perpetuation of conspiracy theories (e.g., Joseph McBride’s Into the Nightmare: My Search for the Killers of President John F. Kennedy and the Officer J.D. Tippit or Philip Shenon’s A Cruel and Shocking Act: The Secret History of the Kennedy Assassination – emphases mine).

The steady churn of commercial work related to the Kennedy assassination suggests the existence of an established industry in which there is still as much money to be made as there are angles and avenues of doubt and conspiracy to explore. Such was not the case back in the mid-1960s when documentary filmmaker Emile de Antonio was trying to secure financing to make Rush to Judgment, his collaboration with Mark Lane, the attorney who was hired by Lee Harvey Oswald’s mother Marguerite to represent her son before the Warren Commission. In 1966, Lane published Rush to Judgment, a lengthy and systematic critique of the 26-volume Warren Commission report, and de Antonio’s film of the same title was to serve as a companion film to Lane’s book. Lane famously had great difficulty getting Rush to Judgment published, even though it would end up on the New York Times bestseller list for over seven months – entering the list at #9 in September 1966 and then peaking at #1 from late November through the beginning of January 1967[v]. The fundraising and production of the film version – significantly more costly than publishing the book and attempted before they could ride on the coattails of the book’s success – was impeded by its controversial subject matter, which de Antonio described as an “attack on the Establishment and government . . . a very hot potato”[vi]. As de Antonio himself conceded, “for this film, it was almost impossible to raise money”[vii].

Further complicating de Antonio’s fundraising effort was his innovative approach to documentary filmmaking. By virtue of the straightforward polemics of his films – the manner in which he lays bare his personal/political opinions via the practice of compilation – de Antonio has become canonized within studies of the documentary tradition. Bill Nichols, for example, frequently labels de Antonio and his films as “innovative” and “pioneering”[viii]. Thomas Waugh identifies de Antonio as “the pioneer and the foremost practitioner of the new documentary sensibility which has at long last reached the fore”[ix]. This ‘new documentary sensibility’ of a collage-based aesthetic in the service of an overtly subjective stance has become one of the mainstream modes of contemporary documentary, albeit in modified form. Critical and commercial successes such as Our Daily Bread (Nikolaus Geyrhalter, 2005), An Inconvenient Truth (Davis Guggenheim, 2006), Food, Inc. (Robert Kenner, 2008), and 13th (Ava DuVernay, 2016) – even hit pieces such as Hillary: The Movie (Alan Peterson, 2008) – owe much to de Antonio’s pioneering stylistic and thematic vigor.

De Antonio’s polemics and aesthetics prevented him from seeking funding through television, a key source of financing for his contemporaries. De Antonio’s most notable American peers in the sixties were affiliated with Robert Drew and were proponents of what they called ‘cinema verité’ (‘cinema truth’), a documentary movement most scholars now label as ‘direct cinema’, related to but distinct from the French documentary movement ‘cinéma vérité’[x]. Capitalizing on technological developments such as lightweight cameras and synchronous sound recording, Drew Associates – Robert Drew and his team of now recognized luminaries such as Richard Leacock, the Maysles brothers and D.A. Pennebaker – argued that their decision to limit voiceover narration and minimize filmmaker intervention led to a more realistic and more objective account of the events being filmed[xi]. This fly-on-the-wall approach proved compatible with ABC Television’s commitment to public affairs programming[xii]. Because Drew Associates claimed to present both sides of a contentious issue objectively and without commentary, their films were seen as journalism and Robert Drew was hired as a producer on ABC’s Close-Up series[xiii]. (The equating of these documentaries with journalism actually led to tension and discord in the news division at ABC[xiv].) Although Drew Associates’ contract with ABC led to only four films in the early sixties, the direct cinema/cinema verité style proved television friendly. Frederick Wiseman, for example, was able to secure contracts for his films with New York’s PBS station WNET through the early eighties[xv].

Although de Antonio’s films were similar to direct cinema in their limiting of voiceover narration and their seeming minimization of the presence of the filmmaker, they were far from presenting anything close to a façade of objectivity. De Antonio’s genius was the arrangement of found footage in the service of an oft-scathing argument. With his first film Point of Order (1964), he exposed Senator Joseph McCarthy’s indecency during the Army-McCarthy hearings[xvi]. With Rush to Judgment, his second film, de Antonio aimed to take on the Warren Commission report. American television networks would balk at such ambitions, as program sponsors would be wary of underwriting overtly controversial material. De Antonio’s polemical virtuosic style and his status as a still fairly un-established filmmaker forced him to become creative in seeking funding. Singling out Rush to Judgment, Robert C. Ladendorf writes, “The difficulty of raising funds for an independent film is best illustrated by Rush to Judgment, involving the most complicated and unique financial arrangement of de Antonio’s films”[xvii]. Unfortunately, Ladendorf does not offer a comprehensive account of the funding for any of de Antonio’s films, so this essay focuses on such details for the financing of Rush to Judgment. The widely held notion that de Antonio financed his films fairly easily through the generosity of his wealthy friends can be tested here. Moreover, the struggles he faced allow for generalizations to be made concerning the difficulties faced by other independent documentary filmmakers working both then and now. Of further interest is the fact that the financing system de Antonio employed for Rush to Judgment was outlined in a 1961 article in Film Culture that gave tips to filmmakers on how to finance their films. Not only was de Antonio a founding member of the group that published this guide, but he also helped contribute in the writing of this article. This financing system, adapted from a strategy for financing theatrical productions, looks quite similar to what we all now recognize as a crowdfunding – crowdfunding in the age before social media, if you will. De Antonio, therefore, can be seen as not only an innovator in documentary film style, but also as a practitioner of an innovation in film financing, one that he became forced to depend upon. The remainder of this essay describes how de Antonio would leverage his personality to secure funding with respect to a particular financing strategy – the syndication approach – and examines how the financing particulars for Rush to Judgment offer an example of this proposed strategy in action.

Salesmanship at the Intersection of Personality and Politics

Emile de Antonio led a fast-paced, on-the-edge, celebrity-filled lifestyle and made masterfully polemical films ranging from the humorous to the scathing. It is not surprising, therefore, that the scholarship on de Antonio has approached him and his work by way of his personality and politics. The single lengthiest account of de Antonio, Randolph Lewis’s Emile de Antonio: Radical Filmmaker in Cold War America, combines both approaches by synthesizing de Antonio’s personal anecdotes and political opinions in a career biography spanning from Point of Order in the early sixties to Mr. Hoover and I in the late eighties. Interestingly, de Antonio himself has managed to direct the focus of much of the writing about him and his work, as his own words have consistently served as the foundation for the scholarship concerning him. Most of the literature on de Antonio is either comprised of or based upon interviews he did during the three decades of his documentary filmmaking career. In the only other large-scale volume on de Antonio, Douglas Kellner and Dan Streible’s essential Emile de Antonio: A Reader, about half the book is devoted to either interviews with de Antonio or excerpts written by de Antonio himself. Indeed, de Antonio proves an entertaining and provoking writer and interviewee. It is particularly fascinating, moreover, to examine how, within many interviews, de Antonio manages to direct and redirect the conversation again and again toward two topics: his sensational personal life and his leftist politics. Even if his interviewer does not prompt him to discuss such issues directly, he will invariably raise them anyway and festively ramble about them at length. In the following excerpt from a 1978 interview conducted by Alan Rosenthal, consider how de Antonio’s responses repeatedly spin toward the personally and politically salacious:

How did you get into documentary? What was the starting point for you?

I began in 1961 with a film called Point of Order. My life up until that point had been very much living by my wits. Unlike most filmmakers I was an intellectual. I went to Harvard and did graduate work at Columbia. At college I joined the Young Communist League, and the John Reed Society. In fact, for someone who is not much of a joiner, I joined everything political I could. Later I taught philosophy [at the College of William and Mary] but thought that was a mug’s game. So I became a one-day-a-year business person. I made a lot of money one day a year. I was a Marxist among capitalists but became depoliticized by my army experiences in World War II. Afterwards I got into alcohol and women. I was married five times and lived with countless other ones. I read a lot and led a generally chaotic bohemian life. In 1959 I became a communist again – unaffiliated – and also got interested in film, which I had always disliked. I had admired the Marx brothers, W. C. Fields and the early Soviets, but I did not go to the movies as Americans did. I mean a year would go by without [my] seeing a picture.

Why did you suddenly become political again in 1959?

I think I sniffed in the air that politics might work again. I knew Kennedy and I was more uncomfortable with his election than I was with Eisenhower’s or Truman’s. I started meeting young radicals who were political for the first time. During the fifties I had as friends what you might call the homosexual avant-garde. My best friends were John Cage, Rauschenberg, and Jasper Johns, who used to come to my house in the country, and get drunk, and talk.[xviii]

In his first response, de Antonio answers a rather general question about his initial interests in documentary filmmaking with an autobiographical overview of both his personal and political entanglements. The second question, specifically about de Antonio’s politics, draws directly from de Antonio’s first response. De Antonio responds by associating his politics with his friends, and he proceeds to list some celebrity artists who just happen to be among his closest acquaintances. With such constant name-dropping, and with open declarations such as “Every film I’ve made is a political film; it was intentionally a political film”[xix] and “The documentary film artist lives in opposition. He or she is nurtured best on revolutionary soil”[xx], de Antonio has, either consciously or unconsciously, single-handedly established the foundation on which all scholarship about him is built.

Indeed, de Antonio’s personality and politics loom large. As a pioneer of documentary form and voice, de Antonio must have faced some difficulties, not only as a result of making unconventional films (such as being under government surveillance, which would prove to be the case with de Antonio), but also just in the very attempt of making these unconventional films. A proposal for such an unconventional film probably would have difficulty guaranteeing an exhibition venue, which, in turn, would make the securing of financing more difficult. Yet de Antonio would be the first to admit that he was well connected. Yes, de Antonio made radical films, the subject matter of which probably would make raising money difficult, but de Antonio knew scores of famous and rich people. The assumed solution, therefore, seems easy: de Antonio hit up his friends to finance his films. As de Antonio himself asserts, “All my films are financed by, for lack of a better term, ‘rich liberals’; usually, they are people who have been friends of mine for a long time”[xxi]. But was fundraising really just that easy? For the most part, it looks as though de Antonio did raise money from his friends. As he told one interviewer, “I have always been good at raising money. I have raised over one million dollars to make leftwing films. I don’t come from a poor background and I have always known people with money”[xxii]. Even more succinct, yet ambiguous, is his claim that “It was always easy. I never had any trouble raising money”[xxiii]. For the most part, scholars seem to take de Antonio at his word. As the issue of financing does not seem to be a problem, it does not get discussed at any great length. Usually, any mention of financing is anecdotal and simply demonstrates de Antonio’s precious connections. Consider, for example, how the financing for Point of Order (1963) is succinctly and thrillingly narrated by Randolph Lewis: “de Antonio paid a visit to a friend named Elliot Pratt, a liberal heir to the Standard Oil fortune. Over hamburgers and drinks at a Manhattan diner that ended with the millionaire leaving a ten-cent tip (an irony that stuck in the filmmaker’s memory), de Antonio persuaded Pratt to contribute $100,000”[xxiv].

Robert C. Ladendorf, however, connects de Antonio’s financing difficulties to his politics: “As a result of his independent filmmaking status and radical reputation, de Antonio had to spend much of his creative time collecting money to begin as well as to finish his documentaries. He did not have the Hollywood luxury of concentrating fully on the creative process of filmmaking. He had to talk financing first”[xxv]. Randolph Lewis’s chapter on Rush to Judgment suggests financing troubles and briefly outlines some figures, but concentrates more on de Antonio’s political and personal life during the making of this film: how de Antonio heard of Kennedy’s murder from Andy Warhol while at Jasper Johns’s apartment, how Paul McCartney was going to write the score for the film because he wanted to be more than just a Beatle, how de Antonio and his crew were harassed by local police as they filmed in Dallas, how the film dismantles the Warren Commission’s Report. As we shall see, de Antonio capitalized on his personality and his connections in order to promote his politics and artistry. Starting with Rush to Judgment, de Antonio would rely upon multiple friends – along with the friends and associates of these friends (a crowdfunding model?) – in order to fund his work.

The New American Cinema Group and the Syndication Approach to Film Financing

De Antonio’s introduction into the world of independent filmmaking occurred by way of distribution. He worked as the distributor for the landmark Beat film Pull My Daisy (1959), directed by Robert Frank and Alfred Leslie, based on an un-produced play by Jack Kerouac and starring painters and poets such as Larry Rivers and Allen Ginsberg. It was through his participation in Pull My Daisy that de Antonio became involved with the New American Cinema Group. De Antonio, along with 22 others involved with independent filmmaking (such as Robert Frank, Alfred Leslie, and Peter Bogdanovich), was invited by Jonas Mekas and Lewis Allen to the Group’s inaugural meeting on 28 September 1960. On that day, De Antonio was elected to a temporary executive board, also consisting of Shirley Clarke, Edward Bland, Jonas Mekas and Lewis Allen. (Note how many luminaries of American independent cinema have been brought together here!) Randolph Lewis identifies de Antonio’s involvement with the New American Cinema Group as “his first tentative step toward film”[xxvi], but Lewis suggests that the Group did not influence de Antonio. He writes that de Antonio soon separated from the Group over the issue of profit – because de Antonio apparently felt that the Group was not as interested in generating a profit from its films as he was[xxvii]. While it appears that de Antonio’s involvement with the Group was quite brief, I believe that this period was very instructive, perhaps even formative. In examining two articles published by the New American Cinema Group, I think that it is here where de Antonio learned the method for independent film financing he would later adopt.

“The First Statement of the New American Cinema Group,” proclaimed on 30 September 1960, lists nine tenets by which the Group sought to change the practices of film production, distribution, and exhibition in the United States. The Group makes explicit – and perhaps this is what de Antonio would later find so problematic – that “We are not joining together to make money. We are joining together to make films. We are joining together to build the New American Cinema”[xxviii]. Three of the Group’s tenets appear pertinent to de Antonio and film financing. The first tenet declares, “We therefore reject the interference of producers, distributors and investors until our work is ready to be projected on the screen”[xxix]. The third tenet states, “We are seeking new forms of financing, working towards a reorganization of film investing methods, setting up the basis for a free film industry”[xxx]. These two tenets, calling for interference-free investors and a new method of film investing, will be elaborated below. The sixth tenet is also of interest, as it specifically applies to de Antonio: “We plan to establish our own cooperative distribution center. This task has been entrusted to Emile de Antonio, our charter member”[xxxi].

Moreover, de Antonio himself helped to contribute to an article titled “The Methods and Problems of Film Financing”, released by the New American Cinema Group and appearing in the same issue. The article was divided into four sections, each with its own contributor. De Antonio’s section, the fourth, titled “A Real Mediocre Conspiracy”, is more of a diatribe against Hollywood (“the arid allegory of The Misfits, the phony charm of Around the World in Eighty Days, the fake sociology of The Apartment”) than an actual discussion of methods or problems related to film financing[xxxii]. The other three sections, however, do explore three different strategies for film financing. Don Gillin, a film distributor and producer, explains “Film Financing through a Distribution Firm”, while Aldolfas Mekas describes “Financing through Laboratories”. But it is the section titled “The Syndication Approach to Film Financing”, prepared by Lewis Allen and Jack M. Perlman, that appears most relevant to de Antonio, for in the syndication approach we find de Antonio’s future strategy for film financing.

The following is the “General Statement” of the syndication approach:

In this approach the production budget is raised by selling interest in the film to one or more individual investors who may or may not be persons friendly to either the producer or to members of the cast, or to the property, etc. The disadvantages of this approach are: (1) many individual investors are highly sophisticated when it comes to evaluating the situation; (2) the syndication may have to be filed with the SEC. The advantages of this approach are (1) the producer is completely free from artistic control on the part of the money interests; (2) the producer need not put up a completion bond and in fact does not even legally obligate himself to complete the film; and (3) there may be no other way to finance the film.[xxxiii]

The third advantage alone seems reason enough to follow the syndication approach, but one important appeal is the artistic autonomy of a filmmaker from investors – which is also the first tenet of the Group’s First Statement. It should be noted that the two authors of this approach had a background in theater: Lewis Allen was a theater producer; Jack Perlman, a theatrical attorney. They were merely applying a conventional model for Broadway financing to independent film financing.

What seems most important in Allen and Perlman’s approach is that the independent filmmaker/director acts as producer in order to be in charge of his own financing. Allen and Perlman, however, suggest that the filmmaker distance himself financially from both his film and his investors and form a corporation, described as follows:

A corporation is a separate legal entity which is set up and becomes the owner of the film. The corporation, once set up, issues stock to the producer and to the investors. The proportions in which the stock is issued reflects the financial deal worked out between the producer and the investors. The great advantage of a corporation is that it acts as a shield protecting both the producer and the investors from any personal liability to the outside world in connection with obligations incurred in the making or distribution of the film. The disadvantage of a corporation is that whatever profits are made on the film will be taxed twice – first as income to the corporation and secondly as dividends to the stockholders.[xxxiv]

Allen and Perlman suggest that the corporation’s profits be split, “Similar syndications on Broadway are traditionally 50% to the producer, 50% to the investors”[xxxv].

Although this model may seem fairly self-evident in retrospect, the fact that the New American Cinema Group felt that it needed to be explained in print perhaps indicates that it might have not been that obvious at the time. In any case, as we will see, de Antonio clearly followed the syndication approach. As de Antonio was involved with this article, he either learned of or at least refined his understanding of this approach from Allen and Perlman before he began making films several months later.

The financing of Rush to Judgment

On 22 November 1963, President Kennedy was assassinated, Officer J. D. Tippit was killed, and Lee Harvey Oswald was arrested. Two days later, Oswald was killed by Jack Ruby. One week after the assassination, on 29 November, President Johnson established the Warren Commission with the expressed purpose “to evaluate all the facts and circumstances that surround such assassination, including the subsequent violent death of the man charged with the assassination, and to report to me its findings and conclusions”[xxxvi]. By December, Mark Lane published his first article on the evidence against Oswald and was retained by Marguerite Oswald to represent her son before the Warren Commission. In February of 1964, de Antonio met with Lane for the first time and proposed the basic film concept for Rush to Judgment. De Antonio and Lane agreed to three conditions before they would begin on the film: “1) the Warren Report had to be published; 2) Lane’s book had to be finished; and 3) the funds had to be raised”[xxxvii]. On 27 September 1964, the 888-page Warren Report was submitted to the White House. The 26 volumes of Testimony and Exhibits were published on 23 November 1964, one year and one day after Kennedy’s assassination. In December of 1965, de Antonio began acquiring stock footage. In March and April of 1966, Lane, de Antonio, and the rest of the film crew traveled to Dallas to shoot portions of his film. In August, Lane’s book Rush to Judgment was published and became a #1 non-fiction bestseller. In November, de Antonio officially finished his film, and it was released in 1967.

From the above chronology, we see that the securing of financing was, not surprisingly, an explicit precondition to the production of Rush to Judgment. We also see that more than a year passed between the publication of the Warren Report (November 1964) and the beginning of film production (December 1965). During this year, de Antonio worked to raise money for Rush to Judgment while pursuing other projects on the side. Although the extant financial records are, as described by Ladendorf, “partial and scattered”[xxxviii], I believe that I have been able to reconstruct much of the financing particulars for this film.

Following the syndicated approach to film financing, de Antonio established a separate production company for each film he made. With Rush to Judgment, de Antonio actually established two companies, one in England and one in the United States. As for de Antonio’s lucrative connections, it is difficult to surmise why exactly they were not forthcoming on this particular project (unless this film was, as de Antonio suggested, too hot a potato). But it should be noted that Rush to Judgment comes early in de Antonio’s career. Even with the all-around praise and recognition he earned with Point of Order, his reputation might not have been strong enough to help obtain investors, and the ease for which he received funding for Point of Order might have been a fluke. Perhaps it was with – and therefore after – Rush to Judgment that de Antonio began receiving the notice and sponsorship of the celebrities of whom he could later boast more confidently. For example, Paul Newman, Robert Ryan, Leonard Bernstein, and three Rockefeller heiresses all helped finance de Antonio’s next film In the Year of the Pig. Also note that de Antonio was in England during part of this hiatus, so he might have not been in regular contact with his usual circuit of wealthy friends. Furthermore, de Antonio was somewhat preoccupied with another project.

During the hiatus, Mark Lane persuaded de Antonio to visit him in England, where de Antonio met the philosopher Bertrand Russell. Lane was acquainted with Ralph Schoenman, the Secretary of the Lord Bertrand Russell World Peace Foundation, and de Antonio met both Russell and Schoenman through Lane. Also through Lane, de Antonio met Richard Stark,[xxxix] whom Randolph Lewis identifies as “an heir to the Buster Brown shoe fortune”[xl]. Lane had met Stark through either Schoenman or his British contacts. De Antonio proposed to Russell to make a documentary, more specifically, a living obituary about his life and accomplishments. Russell seemed fond of such novelty and agreed, even offering Lane and de Antonio seats on the Board of Directors of his Peace Foundation. Though this project was never fully realized – Lewis describes the process in considerable detail in his book – the four investors for the Bertrand Russell film were Lane, de Antonio, Stark, and Schoenman, through the Peace Foundation.

These four investors, along with an Englishman named Mark Peploe, created Current Events Documentary Films Limited, which was originally to produce the Bertrand Russell living obituary project. The Managing Directors of the company were Richard Stark and Mark Peploe; the Board of Directors were de Antonio, Lane, and Stark[xli]. When the living obituary project fell through, this company served to produce Rush to Judgment. Voting stock was issued and distributed as follows: 40% to de Antonio, 40% to Lane, 10% to Schoenman and 10% to Stark.[xlii] A project proposal issued sometime in 1965 summarized the initial production strategy for Rush to Judgment:

Nature of Film

A feature length film which will consist of stock footage, existing stills, reconstructions and re-enactments as well as live footage to be shot in Dallas, Washington and New York. The live footage will consist mainly of interviews with witnesses to the assassination of President Kennedy in Dallas, as well as interviews with members and staff of the Warren Commission. Current Events Documentary Films Limited has already in its possession tapes and stills never before published in any media. These are of a highly controversial and sensational nature. An English film crew will be sent to the United States in mid-December to film the interviews. Projected completion date for the picture is March 1966. The nature of the film will be didactic and argumentative in that it will compare the Warren Commission’s own evidence contained in its published twenty-six volumes of testimony and exhibits with the Warren Commission’s conclusions contained in the one-volume Warren Commission Report. The film will offer no conclusions and will indulge in no speculation. It will, however, fill the judicial void left by the murder of Oswald and the subsequent secret proceedings of the Warren Commission. The film will constitute the only trial afforded to Lee Harvey Oswald with each viewer serving as a juror.[xliii]

This proposal served as printed material for prospective investors. It stipulated the division of profits as follows: “50% to Investors; 50% to Production/Creative staff including Producer, Director, Writer”[xliv]. It is unclear exactly how much money the company had at this time, and the value of each percentage of voting stock is also unclear. Whatever the company’s financial situation, the proposal also listed the following budget to be distributed to potential investors, included below as Figure 1. It is also unclear which of these investors first signed on with Current Events Documentary Films Limited. De Antonio apparently did not get along with Schoenman, and Stark was slow in bringing in the money that he promised. Stark’s investment, in fact, largely came from his father[xlv]. De Antonio acquired stock footage for the film from VisNews in England and returned to the United States. Soon after, Judgement [sic] Films Corporation was founded in New York, with de Antonio as President and Secretary and Lane as Vice President and Treasurer[xlvi]. As for the funding situation, de Antonio explained, “I had to go to England to raise the money . . . It was impossible to raise the money in the United States, because this subject really touched the psychic uneasiness of America about as deeply as anything we’ve had to face, including the war”[xlvii]. All of the major investors for Rush to Judgment were brought in by Lane, not de Antonio (associates of his associate), and these investors, mostly British, ultimately invested in Judgement Films Corporation – a few, no doubt, by having their investment transferred over from Current Events Documentary Films Limited. De Antonio likely chose to form this second company so that it would be easier to make the film in the United States. He also had a tendency to create an entirely separate company for each of his film projects, so not carrying over the same company for the aborted film project might have offered some financial or legal safeguards.

Proposed Budget

1 Acquisition of stock footage and still material (this includes royalty payments, duplicate negatives and striking of positive prints) $15,500
2 Production in Dallas, New York, Washington, etc. (this includes transportation, accommodations, etc. for film crew), the purchasing and processing of film, rental of equipment for a minimal crew of Director, Cameraman, Sound, plus Assistant $9,000
3 Editing expenses (Editing Room and equipment plus Editor and Assistant Editor) $4,000
4 Mix, opticals, animation stand work, sound transfer, and negative work $3,000
5 Administrative expenses $2,500
6 Acquisition of exclusive interview material in Dallas $6,000
7 Transport and duty on film $2,000
8 Salaries for Director, Producer, Writer are now being negotiated with the Corporation. It is understood that in no case will any salary exceed an amount of $300 per week. Salaries will terminate upon delivery of an answer print. $14,000
Total $56,000

Figure 1: Proposed budget (1965) for Rush to Judgment.[xlviii]

 

The list of investors in Judgement Films Corporation, with their respective share holdings, is included below in Figure 2. These were all non-voting shares, with each share worth $600. These investors did not, therefore, have influence in any creative aspects of the film’s production. They were only entitled to a return on their investment, provided that the film indeed made money. Was the film to generate actual profit, then the proportioning of the shares allowed for respective profit distribution back to the investors, with each share being worth slightly less than one percent – 0.88% – of the company’s investment stock. Based on Figure 2, the total amount raised was $68,300. Lewis reports that the film was ultimately budgeted at $75,000[xlix]. In any case, give or take a few thousand, the budget seems to be around $70,000. Note that this list below is reproduced from an affidavit de Antonio would offer a few years later during a lawsuit filed by Richard Stark against Mark Lane, which seems to contradict anecdotal evidence of other investors[l].

Many of these investors were brought in by Lane, as de Antonio freely admitted, “the money came from extraordinary sources . . . friends of Mark’s”[li]. The biggest investor, Oscar Lewenstein, worked as an associate producer on Tom Jones (Tony Richardson, 1963), and soon would go on to produce several other prestige and/or art films, such as the Jeanne Moreau vehicles Mademoiselle (Tony Richardson, 1966) and La Mariée était en noir (The Bride Wore Black, François Truffaut, 1967). Lane and de Antonio met Lewenstein through the Peace Foundation, and they must have made a considerable impression, as Lewenstein’s fifty-share investment accounts for almost half of the film’s budgeted investment (50 shares x $600 a share = $30,000). Ladendorf claimed that Lewenstein’s investment actually was done through Woodfall Films, an English company comprised of Oscar Lewenstein, John Osborne, and Tony Richardson. Ladendorf argues that “It is unclear why the firm invested in the film”[lii], but it does not seem clear that Lewenstein’s company ever actually made such an investment at all.

 

List of Investors in the Judgement Films Corporation

Name and Address Number of Shares
Lionel Rogosin
144 Bleecher Street
New York, New York
8 1/3
Oscar Lewenstein
11A Curzon Street
London, W1, England
50
Mrs. Hiram R. Mallinson
169 E. 69th Street
New York, New York
1
Hercules Bellville
77 Cadogan Gardens
London, SW3, England
2 1/3
Madelyn Goddard
12 Rogers Avenue
Bellport, L.I., New York
2
Warren Tate
22 Hans Road
London, SW3, England
1/2
Bertrand Russell Peace Foundation
344 Shaver’s Place, Haymarket
London, SW1, England
26 2/3
Norman Eisner, c/o Lincoln Press
35 9th Avenue
New York, New York
1
Richard Stark, c/o Stark
380 Arlington Way
Menlo Park, California
22

Figure 2: Final list of investors for Rush to Judgment.[liii]

 

Ladendorf’s assertion likely comes from de Antonio’s claim that he got money “from people like Tony Richardson and Oscar Lewenstein of Woodfall Films”[liv]. In actuality, it seems that Lewenstein made his investment personally, not corporately, as there is no Woodfall Films letterhead on any of his correspondence, and there does not seem to be evidence of corporate correspondence with either Osborne or Richardson. Yet in an interview with Film Comment, de Antonio mentioned receiving private investments from Lewenstein, Osborne, and Richardson[lv]. Concerning Richardson’s motivation for this contribution to help finance the film, Ladendorf quotes de Antonio’s assertion that Richardson, although disagreeing with de Antonio’s position on Oswald, thought that his idea was “very commercial”[lvi]. It is likely that the funds had already been promised for the Russell project and were simply transferred to Rush to Judgment without objection. In any case, the most probable assumption is that the investor(s) initially invested out of friendship – they being friends of new friends.

As for the other investors in the film, Douglas Kellner and Dan Streible have identified Madelyn – a.k.a. Madeleine – Goddard as a “socialite”, presumably an acquaintance of Lane[lvii]. From de Antonio’s letters, Hiram Mallinson appears to be his own personal acquaintance. Interestingly, her investment entitled her to only “one half of one percent of the proceeds”, which is different from the proposal for Current Events Documentary Films Limited[lviii]. It is unclear whether Mallinson was aware of her reduced profit entitlement by one half of one percent – whether she knowingly contributed money with a lesser return rate out of friendship and generosity, or whether de Antonio managed a little scheming (a financing strategy surely not unique to de Antonio). Oscar Lewenstein, on the other hand, was returned the appropriate percentage of 50% of the profits. Lionel Rogosin – de Antonio’s friend, New American Cinema Group associate, and filmmaker of such socially conscious films as Come Back, Africa (1956) and On the Bowery (1957) – refused to invest in the company’s stock[lix]. Opting out of the company’s profit guarantee, he instead issued a five-thousand-dollar loan, which was represented in the company’s finance chart in terms of share holdings in the company (8.33 shares x $600 a share = $4,998)[lx].

As for the film’s reception and profitability, Rush to Judgment was not a commercial success in the United States. In his review in The New York Times, Bosley Crowther compared the film favorably to Lane’s book: “this dramatic materialization of witnesses before the eye and ear has much more immediacy and impact than the printed word in covering the thesis of Mr. Lane”[lxi]. But Crowther also noted that “The testimony, however vivid and forcefully presented, is, at best, rather sketchy and speculative”, and he even complained that “Two or three interviews conducted by Mr. Lane look egregiously staged by him and Emile de Antonio”[lxii]. De Antonio himself later claimed, “with Rush to Judgment, people threatened to cut the seats of the theater with knives, so the theater just dropped the picture”[lxiii]. However, the film did manage to make a small profit. Impact Films, Inc. paid Judgement Films $50,000 to distribute the film in the United States, where it was screened primary on college campuses[lxiv]. De Antonio was sometimes paid to accompany his film for Q&A sessions afterward; for example, Dartmouth College arranged to pay $700 for both screening rights and de Antonio’s participation on the evening of 16 January 1967, an arrangement similar to what had been done the previous year for Point of Order[lxv]. While Rush to Judgment was not carried by any American television networks, it was purchased by European stations. De Antonio later recollected, “I got most of my money for that film in England and from British television”[lxvi], and, in fact, the BBC paid Judgement Films $30,000 for broadcast rights[lxvii]. From these two sales alone, we see that the film made back cost – and this is before the inclusion of foreign distribution sales of a few hundred dollars each for France, West Germany, Denmark and Sweden, where de Antonio was apparently well received. A full estimate of the profit earned by the film is difficult to ascertain, as there appears to be a comparatively paltry number of documents relating to the film’s exhibition history. I suspect that this sketchy document trail is strategic in consideration of the contentious – even litigious – falling out experienced by nearly all principal parties involved in the film soon after it was completed.

The above details, even if incomplete, do give a sense of not only how the syndication approach is applied in actual practice, but also how a filmmaker can modify the terms of investment in order to appease particular financers – or even withhold money to increase self-profit. Moreover, de Antonio’s Rush to Judgment demonstrates some of the possible permutations of the syndication approach model. By offering and allowing for varying levels or degrees of return on investment and in relying on the support and connections of wealthy friends and associates, de Antonio seems to anticipate and take advantage of the same processes that are fairly standard in crowdfunding campaigns we see today. De Antonio had the flexibility to reward different levels of contribution, much like the step-return system found on sites such as Kickstarter (e.g., “pledge $50 or more and you get X, but pledge $100 or more and you get X + Y”). The syndication approach allowed for widely varying levels of investment, with financial risk dispersed among a larger number of investors. Just as in crowdfunding campaigns today, these investors all originated from de Antonio’s social network – limited, as it were, to one, two, or three degrees removed from his own personal contacts. Electronic social media has allowed for far greater degrees of remove and even completely removed or anonymous investments, but these differences seem to be more a matter of degree than kind. The example of Rush to Judgment suggests that even with a model – or a standardized procedure in general – independent filmmaking is still a catch-as-catch-can process in which personal connections and sheer luck are necessary. Plus there is a particular – and socially theoretically fanciful – irony: filmmakers like de Antonio who seek to critique the establishment are often dependent upon those who constitute and/or have benefited from that very establishment for support.

Furthermore, even with a standardized financing plan, de Antonio’s case proves himself exceptional, as demonstrated in his boasts about his financing strategies. He later mused, “I’ve noticed an enormous difference in my fundraising ability today as opposed to eight or nine years ago. You become unclean after a while and the times have changed”[lxviii]. He further boasted, “I’ve a moderately good record of making my own high-handed rules which is that I pay people back but they get no profit because I figure that they have more money than they need anyway. But they’re entitled to be paid back and they get a tax benefit”[lxix]. Such incentives – of either the possibility of profit or, at minimum, a tax write-off – could be offered to potential film investors as a minimum guarantee of some personal economic benefit from the process. De Antonio, however, explained his more fortunate (and rarified) financial situation as follows:

. . . you can donate [film materials] to the University of Wisconsin and claim a tax write-off on their declared value. The film then becomes part of the University’s archive – and I’m lucky, of course, because there’s an archive about me at the University of Wisconsin – and they make it available for study by scholars, film historians, and the like. If you’re in a high tax bracket, you make a fairly good profit just getting your money back plus that later tax write-off. It’s a very good inducement and should be used by young filmmakers who know rich people.[lxx]

Indeed, most independent documentary filmmakers do not have the advantage of wealthy associates, nor do they have the privilege of archival holdings of their work, particularly when they are starting out. But the promise of appeasing the tax burden of potential investors is certainly an investment strategy struggling filmmakers can pursue – a new pledge level on Kickstarter? The syndication approach to film financing, as exemplified by de Antonio’s Rush to Judgment, could still serve as a model, or at least an interesting example, of independent film financing, although it still illustrates de Antonio’s unique, privileged position. Shirley Clarke, another member of the New American Cinema Group, used a variation of this financing approach with her films – though it should be noted that she, too, comes from a privileged background as an heiress to the inventor of the Phillips screwdriver[lxxi]. Not surprisingly, however, the syndication approach has not proven to be the panacea for the financing woes of the independent filmmaker, and a point need not be made that a considerable variety of articles and guidebooks on independent film financing have since been, and continue to be, published. No doubt, each instance of successful financing for an independent film production appears as nothing short of a minor miracle, and, based on the publications concerning them, each of these successful instances seems positioned to serve as a model for future ambitious, cash-strapped independent filmmakers. Filmmaker Michael Moore certainly has proven to be heir and two-fold to de Antonio’s skill of promoting his own personality and politics and leveraging that personality for future projects, which is still no easy task for him. The specific example of de Antonio’s Rush to Judgment can perhaps provide some comfort to the frustrated aspiring filmmaker, for even with a formidable drive, a visionary style, an innovative financing strategy, and wealthy connections in hand, the particulars of actually getting that money still proves to be, at best, a hassle.

Notes

[i] Mark Lane and Emile de Antonio, “Rush to Judgment: A Conversation with Mark Lane and Emile de Antonio,” Film Comment 4, no. 2/3 (1967): 17.

[ii] P. Adams Sitney et al., “What Are the New Critics Saying?” Film Culture 42 (1966): 78.

[iii] Michael D. Shear, “Trump to Release Kennedy Killing Papers,” New York Times, October 22, 2017, A27.

[iv] Peter Baker and Scott Shane, “U.S. Releases Some, But Not All, of the J.F.K. File,” New York Times, October 27, 2017, A1.

[v] “Best Seller List,” New York Times, September 18, 1966, 399; “Best Seller List,” New York Times, December 4, 1966, 224; “Best Seller List,” New York Times, December 11, 372; “Best Seller List,” New York Times, January 8, 1967, 285; “Best Seller List,” New York Times, March 26, 1967, 270.

[vi] Lane and de Antonio, “Rush to Judgment,” 3.

[vii] Bernard Weiner, “Radical Scavenging: An Interview with Emile de Antonio,” Film Quarterly 25 (Fall 1971): 7.

[viii] Bill Nichols, “Newsreel, 1967-1972: Film and Revolution,” in “Show Us Life”: Toward a History and Aesthetics of the Committed Documentary, ed. Thomas Waugh (Metuchen, NJ: Scarecrow Press, 1984), 136; Bill Nichols, Ideology and the Image: Social Representation in the Cinema and Other Media (Bloomington: Indiana University Press, 1981), 197; Bill Nichols, Representing Reality: Issues and Concepts in Documentary (Bloomington: Indiana University Press, 1991), 48.

[ix] Thomas Waugh, “Beyond Vérité: Emile de Antonio and the New Documentary of the Seventies,” in Movies and Methods, vol. 2, ed. Bill Nichols (Berkeley: University of California Press, 1985), 34.

[x] For greater context and an early history of direct cinema in the United States, see, for example, Stephen Mamber, Cinema Verite in America: Studies in Uncontrolled Documentary (Cambridge: MIT Press, 1974).

[xi] For an analysis of direct cinema and its purported objectivity, see Jeanne Hall, “Realism as a Style in Cinema Verite: A Critical Analysis of Primary,” Cinema Journal 30, no. 4 (Summer 1991): 24-50.

[xii] See, for example, Robert C. Allen, “The Beginnings of American Cinema Verité,” in Film History: Theory and Practice, ed. Robert C. Allen and Douglas Gomery (Boston: McGraw Hill, 1985), 215-41.

[xiii] “Television’s School of Storm & Stress: Robert Drew’s Documentaries Aim at Photographic Realism,” Broadcasting, March 6, 1961, 82-84; “Kennedys to Star,” Broadcasting, July 29, 1963, 93.

[xiv] “Daly’s Exit,” Weekly Television Digest, November 21, 1960, 7.

[xv] Barry Keith Grant, Voyages of Discovery: The Cinema of Frederick Wiseman (Urbana: University of Illinois Press, 1992), 7; Brian Winston, “‘A Riddle Wrapped in a Mystery Inside an Enigma’: Wiseman and Public Television,” Studies in Documentary Film 3, no. 2 (November 2009): 95.

[xvi] For an analysis of de Antonio’s compilation technique in his first film, see Vance Kepley, Jr., “The Order of Point of Order,” Film History 13, no. 2 (2001): 200-15.

[xvii] Robert C. Ladendorf, “Resistance to Vision: The Effects of Censorship and Other Restraints on Emile de Antonio’s Political Documentaries,” MA thesis (University of Wisconsin-Madison, 1977), 45.

[xviii] Alan Rosenthal, “Emile de Antonio: An Interview,” Film Quarterly 32, no.1 (Fall 1978): 4.

[xix] Kay Johnson and Monika Jensen, “Film as an Agent of Social Change; The Role of the Filmmaker: Three Views – Emile de Antonio, Ousmane Sembene and Marcel Ophuls,” Arts in Society 10, no. 2 (1973): 211.

[xx] Barbara Zheutlin, “The Art and Politics of the Documentary: A Symposium,” Cineaste 11, no. 3 (1981): 19.

[xxi] Weiner, “Radical Scavenging,” 7.

[xxii] Alan Rosenthal, “Emile de Antonio,” 5.

[xxiii] Gary Crowdus and Dan Georgakas, “History Is the Theme of All My Films: An Interview with Emile de Antonio,” Cineaste 12, no. 2 (1982): 27.

[xxiv] Randolph Lewis, Emile de Antonio: Radical Filmmaker in Cold War America (Madison: University of Wisconsin Press, 2000), 30-31.

[xxv] Ladendorf, “Resistance to Vision,” 36.

[xxvi] Lewis, Emile de Antonio, 26.

[xxvii] Lewis, Emile de Antonio, 28.

[xxviii] Lewis Allen, Jonas Mekas, et al., “The First Statement of the New American Cinema Group,” Film Culture 22/23 (Summer 1961): 133.

[xxix] Allen et al., “The First Statement of the New American Cinema Group,” 131.

[xxx] Allen et al., “The First Statement of the New American Cinema Group,” 132.

[xxxi] Allen et al., “The First Statement of the New American Cinema Group,” 132.

[xxxii] Lewis Allen, Jack Perlman, et al., “The Methods and Problems of Film Financing.” Film Culture 22/23 (Summer 1961): 156.

[xxxiii] Allen et al., “The Methods and Problems of Film Financing,” 151.

[xxxiv] Allen et al., “The Methods and Problems of Film Financing,” 152.

[xxxv] Allen et al., “The Methods and Problems of Film Financing,” 152.

[xxxvi] This chronology was written by de Antonio for his ‘Notes on the film Rush to Judgment’, in Emile de Antonio papers, box 4, folder 1.

[xxxvii] Ladendorf, “Resistance to Vision,” 46-47.

[xxxviii] Ladendorf, “Resistance to Vision,” 38.

[xxxix] Letter from Mark Lane to Emile de Antonio (Summer 1965), in Emile de Antonio papers, box 13, folder 6.

[xl] Lewis, Emile de Antonio, 55.

[xli] Evidenced by company files and stationary letterhead, in Emile de Antonio papers, box 21, folder 1.

[xlii] Letter from Mark Lane to G. L. Bindman (17 March 1966), in Emile de Antonio papers, box 54, folder 4.

[xliii] Emile de Antonio papers, box 21, folder 1.

[xliv] Emile de Antonio papers, box 21, folder 1.

[xlv] Letter from Richard Stark to Emile de Antonio (5 February 1966), in Emile de Antonio papers, box 21, folder 1.

[xlvi] Letter from Edward J. Ennis to Judgement Films Corporation (9 March 1966), in Emile de Antonio papers, box 21, folder 1.

[xlvii] Weiner, “Radical Scavenging,” 7.

[xlviii] Emile de Antonio papers, box 21, folder 1.

[xlix] Lewis, Emile de Antonio, 58.

[l] Lewis, Emile de Antonio, 58.

[li] Lane and de Antonio, “Rush to Judgment,” 3.

[lii] Ladendorf, “Resistance to Vision,” 48.

[liii] Affidavit by Emile de Antonio in the case of Richard L. Stark et al. v. Mark Lane et al., Superior Court, City and County of San Francisco, State of California, No. 596993 (18 June 1969), in Emile de Antonio papers, box 21, folder 3.

[liv] Weiner, “Radical Scavenging,” 7.

[lv] Lane and de Antonio, “Rush to Judgment,” 3.

[lvi] Ladendorf, “Resistance to Vision,” 48.

[lvii] Douglas Kellner and Dan Streible, eds, Emile de Antonio: A Reader (Minneapolis: University of Minnesota Press, 2000), 28.

[lviii] Letter from Emile de Antonio to Mrs. Hiram R. Mallinson (11 March 1966), in Emile de Antonio papers, box 21, folder 1.

[lix] Letter from Nahum A. Bernstein to Lionel Rogosin (15 March 1966), in Emile de Antonio papers, box 21, folder 1.

[lx] Emile de Antonio papers, box 21, folder 1.

[lxi] Bosley Crowther, “The Screen: Mark Lane vs. the Warren Report – Rush to Judgment at Carnegie Hall Cinema,” New York Times, June 3, 1967, 34C.

[lxii] Bosley Crowther, “The Screen: Mark Lane vs. the Warren Report,” 34C.

[lxiii] Weiner, “Radical Scavenging,” 5.

[lxiv] Memorandum of Agreement between Impact Films, Inc. and Judgement Films Corporation (19 December 1966), in Emile de Antonio papers, box 21, folder 1.

[lxv] Letter to Emile de Antonio from J. B. Watson, Jr. (9 December 1966), in Emile de Antonio papers, box 21, folder 1.

[lxvi] Bruce Jackson, “Conversations with Emile de Antonio,” Senses of Cinema 31 (April 2004), http://sensesofcinema.com/2004/politics-and-the-documentary/emile_de_antonio/.

[lxvii] Letter from Emile de Antonio to Oscar Lowenstein (25 November 1966), in Emile de Antonio papers, box 21, folder 1.

[lxviii] Crowdus and Georgakas, “History Is the Theme of All My Films,” 27.

[lxix] Crowdus and Georgakas, “History Is the Theme of All My Films,” 27.

[lxx] Crowdus and Georgakas, “History Is the Theme of All My Films,” 27-28.

[lxxi] Blaine Allan, “The New American Cinema and the Beat Generation, 1956-1960,” PhD diss (Northwestern University, 1984), 236.

Notes on Contributor:

Vincent Bohlinger is Associate Professor and Director of Film Studies at Rhode Island College. He is currently working on a book on Soviet film style from the late 1920s through the mid- 1930s and is co-editing a volume on Russian and Soviet movie stars.

Bibliography:

Allan, Blaine. “The New American Cinema and the Beat Generation, 1956-1960.” PhD diss, Northwestern University, 1984.

Allen, Lewis, Jack Perlman, et al. “The Methods and Problems of Film Financing.” Film Culture 22/23 (Summer 1961): 151-57.

Allen, Lewis, Jonas Mekas, et al. “The First Statement of the New American Cinema Group.” Film Culture 22/23 (Summer 1961): 130-33.

Allen, Robert C. “The Beginnings of American Cinema Verité.” In Film History: Theory and Practice, edited by Robert C. Allen and Douglas Gomery, 215-41. Boston: McGraw Hill.

Baker, Peter, and Scott Shane. “U.S. Releases Some, But Not All, of the J.F.K. File.” New York Times, October 27, 2017.

Crowdus, Gary, and Dan Georgakas. “History Is the Theme of All My Films: An Interview with Emile de Antonio.” Cineaste 12, no. 2 (1982): 20-28.

Crowther, Bosley. “The Screen: Mark Lane vs. the Warren Report – Rush to Judgment at Carnegie Hall Cinema.” New York Times, June 3, 1967.

“Daly’s Exit,” Weekly Television Digest, November 21, 1960.

De Antonio, Emile. Documents on Rush to Judgment, Boxes 4, 13, 21, 22, 54, 55, 67, 72, and 83. In Emile de Antonio Papers. Madison: The Wisconsin Center for Film and Theater Research and the State Historical Society.

Grant, Barry Keith. Voyages of Discovery: The Cinema of Frederick Wiseman. Urbana: University of Illinois Press, 1992.

Hall, Jeanne. “Realism as a Style in Cinema Verite: A Critical Analysis of Primary.” Cinema Journal 30, no. 4 (Summer 1991): 24-50.

Jackson, Bruce. “Conversations with Emile de Antonio.” Senses of Cinema 31 (April 2004). http://sensesofcinema.com/2004/politics-and-the-documentary/emile_de_antonio/.

Jackson, Bruce, ed. Emile de Antonio in Buffalo. Buffalo: Center for Studies in American Culture, 2003.

Johnson, Kay, and Monika Jensen. “Film as an Agent of Social Change; The Role of the Filmmaker: Three Views – Emile de Antonio, Ousmane Sembene and Marcel Ophuls.” Arts in Society 10, no. 2 (1973): 208-33.

“Kennedys to Star.” Broadcasting, July 29, 1963.

Kepley, Jr., Vance. “The Order of Point of Order.” Film History 13, no. 2 (2001): 200-15.

Kellner, Douglas, and Dan Streible, eds. Emile de Antonio: A Reader, Minneapolis: University of Minnesota Press, 2000.

Ladendorf, Robert C. “Resistance to Vision: The Effects of Censorship and Other Restraints on Emile de Antonio’s Political Documentaries.” MA thesis, University of Wisconsin-Madison, 1977.

Lane, Mark. Rush to Judgment: A Critique of the Warren Commission’s Inquiry into the Murders of President John F. Kennedy, Officer J. D. Tippit and Lee Harvey Oswald. New York: Holt, Rinehart & Winston, 1966.

—. A Citizen’s Dissent: Mark Lane Replies. New York: Holt, Rinehart & Winston, 1968.

Lane, Mark, and Emile de Antonio. “Rush to Judgment: A Conversation with Mark Lane and Emile de Antonio.” Film Comment 4, no. 2/3 (Fall/Winter 1967): 2-18.

Lewis, Randolph. Emile de Antonio: Radical Filmmaker in Cold War America. Madison: University of Wisconsin Press, 2000.

Mamber, Stephen. Cinema Verite in America: Studies in Uncontrolled Documentary. Cambridge: Massachusetts Institute of Technology Press, 1974.

McBride, Joseph. Into the Nightmare: My Search for the Killers of President John F. Kennedy and the Officer J.D. Tippit. Berkeley: Hightower, 2013.

Mekas, Jonas, Shirley Clarke, William Van Dyke, et al. “Film Unions and the Low-Budget Independent Film Production – an exploratory discussion.” Film Culture 22/23 (Summer 1961): 134-50.

Minnett, Mark. “Millhouse: The Problems and Opportunities of Political Cinema.” Film History 26, no. 1 (2014): 108-35.

Nichols, Bill. Ideology and the Image: Social Representation in the Cinema and Other Media. Bloomington: Indiana University Press, 1981.

—. “Newsreel, 1967-1972: Film and Revolution.” In “Show Us Life”: Toward a History and Aesthetics of the Committed Documentary, edited by Thomas Waugh, 135-53. Metuchen, NJ: Scarecrow Press, 1984.

—. Representing Reality: Issues and Concepts in Documentary, Bloomington: Indiana University Press, 1991.

Rosenthal, Alan. “Emile de Antonio: An Interview.” Film Quarterly 32, no.1 (Fall 1978): 4-17.

Shear, Michael D. “Trump to Release Kennedy Killing Papers.” New York Times, October 22, 2017.

Shenon, Philip. A Cruel and Shocking Act: The Secret History of the Kennedy Assassination. New York: Henry Holt and Co., 2013.

Sitney, P. Adams, Ken Kelman, et al. “What Are the New Critics Saying?” Film Culture 42 (Fall 1966): 76-88.

“Television’s School of Storm & Stress: Robert Drew’s Documentaries Aim at Photographic Realism.” Broadcasting, March 6, 1961.

Tuchman, Mitch. “Freedom of Information.” Film Comment 26, no. 4 (July/August 1990): 66, 68.

Waugh, Thomas. “Beyond Vérité: Emile de Antonio and the New Documentary of the Seventies.” In Movies and Methods, vol. 2, edited by Bill Nichols, 233-58. Berkeley: University of California Press, 1985.

Weiner, Bernard. “Radical Scavenging: An Interview with Emile de Antonio.” Film Quarterly 25 (Fall 1971): 3-15.

Winston, Brian. “A Riddle Wrapped in a Mystery Inside an Enigma”: Wiseman and Public Television.” Studies in Documentary Film 3, no. 2 (November 2009): 95-111.

Zheutlin, Barbara. “The Art and Politics of the Documentary: A Symposium.” Cineaste 11, no. 3 (1981): 12-21.

Sweet and Lowdown: Woody Allen’s Cinema of Regret

By Lloyd Michaels
Wallflower Press, 2017
Reviewed by Ana Maria Sapountzi

Over his sixty-plus years as a filmmaker, Woody Allen has wrestled with numerous complex existential and metaphysical questions that range from, but have not been limited to: Kantian ethics and the discussion of good vs. evil, Sartrean values and the debate of optimism vs. pessimism, and most prominently, both a Kierkegaardian and Nietzschean interrogation of God. Such existentialist dilemmas are traceable from his earliest projects in the 1950s through to his present-day films, and have been intensely written about and analysed by both Film and Philosophy academics alike. Although there exists a plethora of written material on the philosophical explorations found within Allen’s cinematic works, Lloyd Michaels’ Sweet and Lowdown: Woody Allen’s Cinema of Regret (2017) seeks to add to the ongoing discourse by introducing the concept of “regret”. By arguing that the notion of regret has been a theme commonly overlooked by academics and scholars writing on Allen, Michaels defends his monograph’s publishing into a space in which an abundance of similar literature on Allen already exists. In doing so, Michaels aims to both authenticate and demonstrate the concept of “regret” as a legitimate and workable framework with which to reread Allen’s films. Furthermore, by validating “regret” as a critical lens, Michaels hopes to establish a new line of criticism on the films and philosophies of Allen which has currently been narrowed down to scepticism and misanthropy.

Michaels draws on Aristotle’s notion of hamartia, a fatal mistake conducive to the hero or heroine’s tragic downfall, as the origin of the trope of an error followed by regret to examine both the frequency with which Allen as a director has utilised this motif as a plot point in his films, but also how this motif takes on a different meaning, and therefore reading, depending on its context. Michaels makes a case that slapstick is produced from the automatic reiteration of chronic errors from fool-like characters such as Virgil or Leonard Zelig (Zelig (1983)); melodrama, from the superficiality of the regret of remorseless villains such as Judah Rosenthal (Crimes and Misdemeanours (1989)) and Chris Wilton (Match Point (2005); and tragedy, from the epiphanies triggered by deeper regrets from artistic figures such as Isaac Davis (Manhattan (1979)) and Emmet Ray (Sweet and Lowdown (1999)).

Sweet and Lowdown is organised into seven individual chapters that can be read independently as essays that consider various aspects of Allen’s work. Chapter One ‘Regret and the Problem of Shallowness’ briefly summarises the different artistic periods of Allen’s career before delving into a meticulous analysis of Sweet and Lowdown to outline his thesis, which principally argues that his characters’ errors and measures of regret render them centrally superficial. Chapter Two ‘Apprentice Works’ revisits Allen’s early stand-up career and apprentice works to evaluate the joke-making that so many of his early filmic work depended on, such as Love and Death (1975). Here, Michaels argues that Allen’s comedy is a sign of his insecurity as a performer, and how his imitation of figures of virtuosity and philosophical depth threaten to expose Allen’s own creative shallowness. Chapter Three ‘The Relationship Films’ focuses on Allen’s relationship films throughout his career that have featured his girlfriends, wives, mentors and friends and observes the protagonist’s consuming regret of that missed opportunity to declare his love, which ultimately leads to further disappointment and transient consequences, as seen in Play It Again, Sam (1972) and Annie Hall (1979). Chapter Four ‘The Murder Quartet’ centres on Crimes and Misdemeanours, Match Point, Cassandra’s Dream (2007) and Irrational Man (2015), exploring how guilt and shame is displayed throughout this specific crop of films. Chapter Five ‘The Reflexive Films’ examines Allen’s depiction of artists; including magicians, fortune-tellers, and mediums, and considers the discord created between the artist’s need to perform and the audience’s demand to be entertained, such as in Stardust Memories (1980) and Shadows and Fog (1991). Furthermore, Michaels, in this chapter, explores two central themes to Allen’s work: talent vs. genius, and artist vs. the art. Chapter Six ‘Nostalgia’ looks beyond regret and explores the theme of “nostalgia” particularly through the use of Allen’s soundtracks and nostalgia’s sentimental significance in the narratives of films such as Midnight in Paris (2011) and Café Society (2016). Chapter Seven ‘To Remedy Regret’ observes the humanist aspect of embracing and being conscious of the emotion of regret, in particular the drive to act in “good faith”, as in Broadway Danny Rose (1984). The book concludes with a postscript ‘Speculations’ wherein the author reflects upon writing Sweet and Lowdown during the later stages of Allen’s career, and thus reflecting upon his legacy as a director and his artistic significance within cinematic culture.

 

Letter from the Editors

In recent years, developments in digital technologies and social spaces have radically affected the ways in which documentary film functions. Challenges to, and innovations within the field have resulted in a proliferation of moves towards new manifestations of documentary such as iDocs, sensory ethnography, and trans-media expressions that subsume cinema within a greater whole. Though some of these transitions do mark a shift in the form and function of documentary, which reflect global changes in our perception of the world and reality, and the ways in which we communicate, many elements of these innovations can be identified as iterations of prior moments in the history of documentary, such as early cross platform collaborations and disavowals of the influence of the filmmaker.
 
This issue of Frames takes stock of these recent developments from a number of academic and practical perspectives, and provides a reflection of the influences between the past of documentary and its future, asking what the studies of prior moments in non-fiction film can tell us about its present and possible futures. In turn, it grapples with what enduring problems and practices, resurrections of lapsed forms, or marked shifts, tell us about our collective expectations and understanding of documentary- what is constant, what is a restructuring of the past, and what is truly new.
 
Questions of how we experience uncertainty and ‘not knowing’ in documentary are raised in Lyell Davies’ exploration of the destabilisation of binaries between dramatic fiction and objective documentary in recent films. Taking Exit Through the Gift Shop (Banksy, 2010) and The Act of Killing (Oppenheimer, 2012) as examples, Davies discusses the recent shift away from “epistephilia”, or the pleasure of knowing, to the pleasures and discomforts found in the disorientation, wavering doubt and speculation as to whether a film should be understood as documentary.
 
Leading on from this, Vincent Bohlinger discusses the work of Emile de Antonio, a figure who, in the 1960s, developed subjective and polemical documentary practice at odds with the apparent objectivity of the coeval direct-cinema style. Though the tracing of de Antonio’s development of a new, syndicated model for independent film financing, Bohlinger explores the pertinence and implications of this method in the internet age of the crowdfunding of political documentaries.
 
In her examination of the plurality of histories and the ownership of memory in Nguyn Trinh Thi’s Vietnam The Movie (2016), Loredana Pazzini-Paracciani engages with the phenomenon of the Vietnam War as a “media myth” in the American culture industry and the reclaiming of these and other narratives through an archival appropriation and re-situation.
 
Coming from a practical perspective, Kim Munro reflects on her own documentary project in-process, The Park. Her experience working on what began as a character-driven, testimonial-based film has led her to formulate and propose a new, participatory, rhizomatic and decentralised method for creating a more affective form.
 
Similarly, in a POV by Liz Miller of The Shore Line Project, she discusses her motivations for developing an interactive web documentary, committed to consciousness raising and promoting action to an alternate future.
  
We would like to thank our guest editor, Noah Tsika, Assistant Professor of Media Studies at Queens College, City University of New York for his generous and deeply insightful contribution to this issue. The guidance provided by Dr Leshu Torchin, Senior Lecturer in Film Studies at The University of St Andrews, was also invaluable in the formulation of this issue, particularly with regards to her expertise in the Post-Truth era for documentary. As always, we are extremely grateful for the support of our dedicated editorial team and for their superb work on this issue.

Letter from the Editors

Most often heralded by film festival buzz, each year a new horror film finds itself branded by magazines and critics as ‘the scariest film of 201X’, or something to that effect. Regardless of such absolutisms, by looking at the films which have received such attention, it is possible to witness the materialisation of a new cannon of horror – It Follows (2014, David Robert Mitchell), The Babadook (2014, Jennifer Kent), The Witch (2015, Robert Eggers), Don’t Breathe (2016, Fede Alvarez). At the time of writing, this canonisation has already occurred twice within 2017, first for Get Out (2017, Jordan Peele) and most recently with Raw (2017, Julia Ducornau). This recognition has elevated the horror genre in public perception, creating certain films into cultural events which must be experienced, regardless of any prior interest in the horror genre. Recalling conversations about these aforementioned films, phrases such as “I don’t really watch horror, but…” or “Usually I don’t like horror, but…” are common, and notable in their attempts to distance the viewer from any wider association with the horror genre. The canon may have elevated the prestige of horror, but that same canonisation separates these films from the genre in a wider sense, making them ‘acceptable’ to engage with. This is not a comment on the quality of the films themselves, each in their own way deserving of their status, but rather to say these works inform the contemporary common understanding of horror without, for the most part, any wider frame of reference.

Effective horror on a budget: They Look Like People

Effective horror on a budget: They Look Like People (2015)

In truth, the horror genre today is thriving with variety, on a level similar to the 80s and early 90s. Super low-budget films such as They Look Like People (2015, Perry Blackshear) and The Interior (2015, Trevor Juras) far surpass their limitations through solid narratives, interesting ideas, and effective manipulation and distortion of the human body through lighting and framing. Similarly, relatively larger budgeted films such as Resolution (2012, Justin Benson & Aaron Moorhead), Mr Jones (2013, Karl Mueller), Jug Face (2013, Chad Crawford Kinkle), Spring (2014, Aaron Moorhead & Justin Benson), We are Still Here (2015, Ted Geoghegan), I am Not a Serial Killer (2016, Billy O’Brian), The Autopsy of Jane Doe (2016, André Øvredal), and The Void (2016, Jeremy Gillespie & Steven Kotanski) display a wide range of styles and approaches to the horror genre, from Lovecraftian hybrids and cults to inter-dimensional or extraterrestrial antagonists to vengeful spirits to isolation, cabin fever and warped mental states. While these films don’t receive the recognition they deserve, they nonetheless find audiences through VOD and streaming services. New directors also find a place within the current wave of anthologies, harking back to a time honoured tradition of horror – from Amicus productions like The House that Dripped Blood (1971, Peter Duffell), and Tales from the Crypt (1972, Freddie Francis) through to cult classics Creepshow (1982, George A. Romero), Tales from the Hood (1995, Rusty Cundieff) or Trilogy of Terror (1975, Dan Curtis) and right back to Friday the Thirteenth (1933, Victor Saville). What differentiates contemporary anthology films from these earlier versions, and indeed from the unjustly over-looked Trick ‘r Treat (2007, Michael Doherty), is their lack of common vision maintained through a single director. In anthology films such as the V/H/S franchise (2012-14), Southbound (2015), Holidays (2016), and XX (2017) multiple directors each create a short film built around a specific theme. The results, as expected, vary but these films also facilitate a breeding ground for new directors to proliferate within the horror genre. Through these anthologies, as well as their own feature works, directors such as Adam Wingard, Ti West, and Karyn Kusama have come to be significant names within the contemporary horror space, while lesser known directors such as David Bruckner and Roxanne Benjamin, the latter of which has thus far only directed for anthology films, are able to make a name for themselves. At the same time, the anthology film allows directors who usually work outside of horror to engage with the genre, such as Joe Swanberg’s The Sick Thing that Happened to Emily when She was Younger from the first V/H/S anthology.

Given the proliferation of horror throughout the 2010s thus far, this issue of Frames was created in order to take stock of such recent developments, voices, and emergences in order to better position our understanding of the genre as it currently exists. At the same time, this issue seeks to highlight and discuss potential avenues through which the horror genre might journey in the near future. One of the most notable holdovers from the previous decade of horror has been that of the found-footage framework. While films during the late 80s and 90s such as UFO Abduction (AKA The McPherson Tape, 1989, Dean Alioto), later remade as Alien Abduction: Incident at Lake County (1998, Dean Alioto), The Last Broadcast (1998, Stefan Avalos & Lance Weiler), and The Blair Witch Project (1999, Daniel Myrick and Eduardo Sanchez) initiated an interest in the potentials of such an approach, the second boom of found-footage films which formed the dominant mode of horror during the late 2000s has maintained a strong influence over lower budget filmmakers. The legacy of Paranormal Activity (2007, Oren Peli) is not its numerous sequels of varying quality but instead films such as Afflicted (2012, Cliff Prowse & Derek Lee), The Borderlands (2013, Elliot Goldner), As Above So Below (2014, John Erick Dowdle), The Taking of Deborah Logan (2014, Adam Robitel), Creep (2014, Patrick Brice), and films portrayed through the computer screen, such as The Den (2013, Zachary Donohue) and Unfriended (2014, Levan Gabriadze). In his article for Frames Duncan Hubber examines the found-footage film through a refreshingly different lens, paying attention to the role of the diegetic camera within these films, particularly the role it plays in framing and visualising sites of historical trauma. Madelon Hoedt opens up the potential range of the found-footage aesthetic by looking at its use within the medium of video games, particularly the Outlast franchise, discussing the role that player agency has in altering the commonly associated tropes of the filmic approach towards the found-footage style. The technological possibilities of horror are further examined by Merinda Staubli’s article on virtual reality (VR) technologies, which explores the potential shifts in how horror media will be created in the future, paying particular attention to the defining aspects of VR technology, namely its claustrophobic hardware and 360-degree immersion in a virtual world.

While this introduction thus far has highlighted many works which exist within the more independent strands of the horror genre, it is important to point out that the mainstream horror scene is also experiencing a period of renewed interest and popularity. Perhaps the greatest evidence for this can be found in the works of James Wan, who has largely enjoyed financial and somewhat critical success since Saw (2004), as well as his more recent franchises Insidious (2011 – ) and The Conjuring (2013 – ), and the numerous productions by Blumhouse which have reaped significant financial earnings despite low-to-mid budgets. Exploring the mainstream horror scene in the United States over the past decade, Todd Platts and Mathias Clasen provide a much-needed examination of the industrial trends and cycles, highlighting the significant role of possession and supernatural horror films in the current market, which desires PG-13/12A rated films for maximum potential profits. Also examining contemporary mainstream horror, through a comparison between Poltergeist (1982, Tobe Hooper) and its remake (2015, Gil Kennan), Paul Doro argues that horror has largely lost its interest in employing horror to tackle contemporary social issues, abandoning the strong social commentary found in canonical works by the likes of George A. Romero, John Carpenter and Wes Craven. Moving slightly away from the mainstream, Joni Hayward deftly avoids the more obvious allegories present within It Follows and Don’t Breathe and instead argues that these films, through their setting and use of space, provide strong examinations into current economic anxieties of post-recession America. Exploring the opposite end of the spectrum, Evelyn Deshane explores the representation of transgender people in the horror genre through Israel Luna’s low budget Ticked-Off Trannies with Knives, in particular, its place within the slasher and rape/revenge sub-genres of horror and how Luna’s film interrogates prior use of transgender characters throughout the genre.

Zombies abroad: I am a Hero (2015)

Zombies abroad: I am a Hero (2015)

Internationally, horror is also experiencing a renewed interest. Last year saw two horror films from South Korea, Train to Busan (2016, Yeon Sang-Ho) and The Wailing (2016, Na Hong-Jin), receive significant theatrical releases internationally, while the aforementioned Raw has brought with it a revived acknowledgement of European horror. As always with foreign language horror, issues remain with regard to availability and translation. Just as the numerous vampire films from Spain and Italy during the 60s and 70s remain unfortunately hard to obtain, contemporary horror such as the inventive Japanese zombie film I am a Hero (2015, Shinsuke Sato) or the recent Italian giallo Francesca (2015, Luciano Onetti) also suffer from a lack of exposure and thus fail to find the audiences they deserve. Though not entirely belonging to foreign language film, Matthew Melia explores how the films of Peter Strickland, in particular Berberian Sound Studio (2012), exist within a range of cultural and film references, combining theatre, art cinema, and horror, more specifically the use of the scream. Şirin Erensoy returns to the cycle of French horror films produced during the 2000s in order to understand how contemporary French horror interrogates contemporary fears and anxieties, in particular crises of identity. Agnieszka Kotwasińska highlights the potential for low budget, foreign language films to find audiences through film festivals in her article on The Lure (2015, Agnieszka Smoczyńska), highlighting a potential problem of such exposure through an exploration of the film’s socio-political commentary, which has largely been overlooked by Western reception of the film thus far.

The range of films and topics discussed within this issue stand as a clear example of the wealth of potential not only for the horror genre, but also studies into the horror genre. Even with the diversity of films discussed in this issue in terms of budget, country of origin, aesthetic approach, or narrative content, this issue is only able to provide a brief snapshot of the multiple interesting approaches or avenues currently being pursued by the horror genre. As the horror genre will undoubtedly grow during the tail end of this decade, so too will its presence in the independent, mainstream, foreign language, and technological spheres of both the film and video game industries. The future of horror is therefore a multilayered one, influenced by audience reception, socio-political events, and approaches to visualising horror in equal measure.

Queer Sexualities in Early Film: Cinema and Male-Male Intimacy

by Shane Brown

I.B. Tauris, 2016

Reviewed by Ana Maria Sapountzi

The recent intersection of Queer theory with Film Studies has sought to destabilise established notions and representations of gender and sexuality in film, and has allowed for the investigative reading of their structures and boundaries set up by cultural and political hegemony, and for their destruction. This convergence has prompted a retrospective approach to the study of film, where scholars such as Barbara Mennel, Alexander Doty, and Patricia White have revisited earlier cinematic texts with the purpose of exploring the evolution and archaeology of queer aesthetics by tracing its various incarnations. But while such scholars are concerned with identifying “suggested” subversive sexual signifiers to directly contribute to the expansion of current queer studies, scholar Shane Brown’s Queer Sexualities in Early Film: Cinema and Male-Male Intimacy (2016) focuses on how gender and sexuality was viewed at the time and culture in which they were made, but also, how information about the period in which these films were produced help the viewer read the films for their initial intention, rather than from a modern perspective. Furthermore, within his examination and re-examination of specific filmic texts, Brown aims to discern the films which have been mistakenly positioned within the queer canon due to their misunderstood depictions of “male-male intimacy”. Brown sets out to organise films which depict “male-male intimacy” from those which portray overt male queerness, whilst giving central focus to their specific cultural and historical contexts.

With Queer Sexualities in Early Film Brown seeks to examine representations of male queerness and male-male intimacy in film. To do so, Brown narrows his research to the period of film history between 1912 and 1934, and centres predominantly on American, British, German, Swedish and Danish cinema. Brown makes the case that the timeframe which comprises the book is significant due to being bracketed at the start by the earliest surviving film from America to contain a queer character (Algie the Miner, 1912), and bracketed at the end by the implementation of the Production Code (Hays Code) in Hollywood (1934), and the rise of the Nazi party in Germany which forbade gay culture (1933). Brown argues that his choice to examine American and specific European cinemas within this period, is due to these cinemas being linked to each other within the larger film production industry at the time. Moreover, these cinemas possess enough relative films which have survived to date to investigate. By looking at films from these cinemas collectively within this spell, Brown strives to understand the difference in representation of queerness, why there were differences, and how, why, and when these cinema cultures and representations started influencing the other.

Queer Sexualities in Early Film consists of five main chapters. The first two chapters: ‘Seen But Not Heard: Representations of Gay Men in European Cinema, 1916-28’ and ‘Laughing at him will do as much to cure him as compulsory football’: American Film, the Sissy and the Fop’ lay out the cultural and scientific ideology of homosexuality and masculinity in America and Europe, before examining how they were translated on the screen within their respective historical contexts. The final three chapters: ‘Romantic Friendships and the College Film,’ ‘Wonderful Terrible Days’: The War Film and Depictions of the Buddy Relationship,’ and ‘Madmen, Murderers and Monsters: Queerness in the Early Horror Film’ comprise of investigations of three types of films to illustrate how European and American cinemas handled specific themes or genres, and discusses what the films reveal about perspectives on sexuality and masculinity at the time. Brown’s introduction supplies a coherent and straightforward outline of his thesis, as well as the book’s use and definition of the term queer.

 

Shane Brown’s Queer Sexualities in Early Film: Cinema and Male-Male Intimacy is part of the Library of Gender & Popular Culture by I.B. Tauris.

Exhuming the Past: Found-Footage Horror and National Wounds

Found-footage horror films express a morbid fascination with the past, often depicting geographical ventures into sites of historical discord. The earliest instances of the subgenre, including the notorious video nasty Cannibal Holocaust (Ruggero Deodato, 1980) and the independent phenomenon The Blair Witch Project (Daniel Myrick and Eduardo Sánchez, 1999), consist of ill-fated documentaries in search of mythic beasts or local legends, in which the characters probe forbidding aspects of their national history and national identity. These, and many other found-footage films, visualise the excavation of uncharted, abandoned and concealed spaces, as well as sites of repression and past trauma, through the lens of modern recording technologies.

Just as the focuses of these films signify disputed histories, the definition of found-footage is itself still disputed by film theorists and critics. Its brief appearance at the end of the 1990s, and exploding popularity at the beginning of the 2010s, has been discussed as a subgenre, a technique, an aesthetic, a hybridisation, and a marketing gimmick.[1] It’s most popular moniker—“found-footage”—is lifted from the opening caption of The Blair Witch Project, and typically involves the discovery of a mysterious piece of camera footage, which contains imagery of an allegedly real disaster, along with the final recorded days of someone’s life. The Found Footage Critic website has indexed over five-hundred titles in its database, and not all of them necessarily abide by the conventions established by Blair Witch – some employ a more formal documentary approach, intercutting raw footage with faux interviews, while others introduce a found-footage device within the context of an otherwise conventionally shot narrative film (for example, District 9, Neill Blomkamp, 2009).[2] While the original found-footage films belonged to horror cinema, other film genres, such as cop dramas, science-fiction, superhero, and teen comedies have also appropriated the style.[3]

While varying in content, tone and scope, the connecting premise of found-footage films is that they are shot diegetically, with hand-held and surveillance cameras which exist within the constructed world of the film. These cameras are claimed to have captured some kind of traumatic event that the viewer is now being given access to. Alexandra Heller-Nicholas observes that the raw, unmediated quality of the filming imbues the content with a greater sense of immediacy and immersion[4]; that is, we as an audience are situated within the same space and viewpoint as the characters, rather than watching them omnisciently. Because the films’ aesthetic continually insist that we share the same world as the monsters depicted, the way the horror is framed and received is dramatically reconfigured. This casting of the diegetic film camera as an instrument of spatial and temporal interrogation, and as a capsule of the past, has significant implications for theorising representations and explorations of trauma in contemporary horror film.

Trauma studies in cinema are less prolific than the study of trauma in literature (as typified by the work of Cathy Caruth[5]); however, the past few years have seen a handful of publications, suggesting a burgeoning field of research. For example, in The Horrors of Trauma in Cinema (2014), Julia Kohne, Michael Elm and Kobi Kabalek write that film is capable of visualising trauma because it can effectively depict “irregularities and anachronisms,” and “transport images [that have been] repressed or denied by the social body.”[6] Traumatic memory can be triggered by sensory stimuli, such as smells, taste, touch, and image, all of which can which can be translated into film  – dialogue, performances, camera angles and range, lighting, juxtaposition of figure and landscape, and use of space.[7] The horror genre is a particularly valuable tool in this regard, because horror films succeed by frightening people, and collective fears are inextricably linked with social transitions and political influences. Kohn et al calls film a “prosthetic memory,” serving as an “apt medium to vicariously experience global catastrophic events”.[8] Citing Linnie Blake’s The Wounds of Nations (2008) they argue that horror films are unique in their ability to “‘re-open national wounds that have been suppressed, overlooked or only superficially addressed”.[9] In his book Shocking Representation (2005), Adam Lowenstein concurs with this assessment, arguing that horror film is considered disreputable because it digs up social trauma, where other middle-brow and nationalistic narratives attempt to “[smooth] over the cracks.”[10] He notes that horror is rarely labelled middle-brow, because, whether it is regarded as trashy or transcendent, it always assaults the status quo.[11] These writers do not examine found-footage horror films specifically, but their works were published around the time of the found-footage resurgence (2007 onwards), which suggests, I would argue, a growing cultural awareness among horror filmmakers and theorists concerning historical trauma and its insidious hold on the present

While it can be argued that found-footage is a framing device which is available to be utilised in any film genre, this article will be looking at its original incarnation as a subgenre of horror cinema – specifically, films which resemble the doomed documentary premise of The Blair Witch Project and are concerned with investigating repressed or unreconciled features of a nation’s past. This strand of the subgenre stands in contrast with what might be called post-9/11 found-footage horror, exemplified by Cloverfield (Matt Reeves, 2008) and the REC films (Jaume Balagueró and Paco Plaza, 2007), which are marked by large panicked crowds and breached urban spaces, and are thematically located in the present. Notably, both strands are concerned with a traumatic event, but the former concentrates on historical trauma while the latter concentrates on the ways in which contemporary disasters are experienced and communicated. Taking inspiration from the research of Kohne et al, Blake and Lowenstein, I will be looking at found-footage horror films from three different countries—Australia, Japan, and the United States—and examining the ways these films utilise the subgenre as a way of exploring notions of national identity and national wounds. The films use the diegetic camera as a way of inserting the viewer into the shock and disorientation of the past, allowing this embedded subjectivity and probing gaze to tease out themes of colonial subjugation, rural isolation, and collective madness. The camera frame serves not merely as a window into the past, but as an open wound, festering over time and infecting the characters exposed to it.

A Mutant Gaze – The Tunnel (Carlo Ledesma, 2011)

The titular tunnel of this 2011 found-footage film constitutes both a subterranean history of modern-day Sydney, and a passage to repressed feelings of guilt surrounding the dispossession of people throughout Australian history. The film follows Nat, a current affairs reporter covering a story about the abandoned railway network beneath the city. These tunnels are so vast that they practically constitute a second hidden city, one now used by Sydney’s homeless population for shelter – a forgotten place for a forgotten people. Nat and her camera crew are investigating the state government’s plan to convert the tunnels into aqueducts as a supplementary source for the city’s water supply; public concerns are raised over the eviction of homeless inhabitants of the tunnels, followed by alarm as a spate of homeless people go missing, and finally bafflement as the government scraps the project altogether. After being refused an explanation by government ministers, the crew decides to sneak into the tunnels themselves to see what is really going on.

Tunnel

[Figure 1 – Nat and her crew sneaking into the tunnel via a maintenance gate, image courtesy of Deadhouse Films Pty. Ltd., 2011]

The film emphasises Sydney’s past by opening with black-and-white stills of the underground railways being built in the late 1800s; we see the soot-stained workers, including young boys, toiling in an immense quarry. These photographs are contrasted with the movements and rhythms of modern-day Sydney, including flashing traffic lights, rolling car tyres, a lattice of anonymous silhouettes, and puddles of water ebbing down a drain. The segmented framing of these shots (usually low-angle close-ups) evokes the gaze of a perplexed outsider, of someone looking up from the tunnels from a bygone era, from a past which has been washed away like so much rainwater. The sequence of the crew making their way beneath the city becomes a visual journey back in time. They pass through unused air raid shelters, complete with a massive iron warning bell; this architecture traces back to the city’s World War II heritage, and is a reminder of the inherent vulnerability of the seeming invincible metropolis above. They come across the living quarters of homeless people, which contradict the state’s view that the tunnels are uninhabited – though the squatters themselves are nowhere to be found. As they go deeper, all natural light vanishes, and they are forced to rely on their torches and camera lights to navigate the vast, silent labyrinth. The dwindling battery power of these lights provides a natural source of tension throughout the film, with the darkness of the tunnels constantly threatening to overtake them. Finally, they arrive at the water supply in question; named after the railway station above it, the St James Lake exposes the crew to the real, natural foundation of the city – the millennia-old ecosystem that Sydney is modestly, and perhaps only temporarily, occupying. To the viewer, such revelations of the fragility of urban structures and industrial progress are confronting, and perhaps do need to be separated from the public consciousness.

In contrast with other horror films, in which the monster returns to society of its own volition (to assault us with our own repressed thoughts and desires[12]), the found-footage films discussed in this article depict the act of seeking out the repressed in its own lair. In The Tunnel, the monster takes the form of a pale, bloodthirsty mutant who stalks the tunnels and devours intruders. It is revealed to be the cause behind the disappearances of homeless people and the government’s decision to abandon the aqueducts solution and deny public access to the project. Upon their ringing of the air raid bell (presumably, the first time in over half a century), the mutant emerges from the shadows (summoned as it were) and snatch’s one of the crew members. The creature’s movements are hidden by the darkness, and discernible only afterwards when Nat and the others review the recordings of a dropped video camera. Indeed, their attacker is never wholly witnessed by the characters or captured on film; just as the city above only exists as eerie segments to the mutant, the mutant is perceived by the crew as a collection of growls, snatched claws, glowing white eyes, and whispers through the walls. It refuses to be framed by the camera and flees from the crew whenever they shine their light on it. When it manages to capture Nat, it attacks her camera viciously, cracking the frame, submerging it in water, filling the speakers with a nauseating drone, and fracturing the picture to an indecipherable blur. Upon finally reaching the mutant’s lair, the characters comprehend the depths of its disdain for being looked upon when they discover a collection of severed eyeballs from past victims. The mutant is not just an inhabitant of the city who has been forgotten and suppressed, it actively works to deny its existence. In horror film convention, mutation is often the result of an experiment gone wrong, pandemic disease, or the mismanagement of radiation, which would, for example, shed further light on why the government ministers had an interest in keeping the creature a secret. However, as a metaphor, the mutant’s presence in The Tunnel suggests something different: it is not an agent foreign and therefore inimical to humanity, but rather a deformation of the known, of the human. The creature’s biological distortions and ulcerated flesh serve as a twisted reflection of the Australian citizen’s national identity as they wrestle with history.

Tunnel 2

[Figure 2 – The crew regrouping after the mutant attacks, image courtesy of Deadhouse Films Pty. Ltd., 2011]

A dominant theme throughout The Tunnel, along with other found-footage films like Cloverfield and Trollhunter (André Øvredal, 2010), is its critical attitude to the state’s attempts to mislead the public in order to enforce its own agenda. The government minsters’ refusals to answer Nat’s questions regarding the tunnel demonstrate a paternalistic attitude towards the public, and a want to both control national narratives and suppress diverging testimonies. Heller-Nicholas argues that The Tunnel can be read as an allegory for the “history wars” carried out within Australian politics from the early 1990s onwards.[13] In particular, she draws a comparison between the disappearances and forced relocations of homeless people in the film, and the historical mistreatment of Indigenous Australians. Britain’s claim of terra nullus was one of the founding rationalisations of Australian colonisation, the insistence upon the “bizarre conceit” of an empty land waiting to be populated and civilised.[14] In The Tunnel, the government similarly denies that the tunnels are inhabited, and deprives the already marginalised of their shelter and safety. The film is set less than 3 kilometres from Redfern Park, the site of Prime Minister Paul Keating’s famous 1992 address in which he publically acknowledged the difficulties facing Indigenous Australians because of European settlement; he confessed that: “We committed the murders. We took the children from their mothers. We practiced discrimination and exclusion. It was our ignorance and our prejudice.”[15] Drawing upon the work of Felicity Collins and Therese Davis[16], Heller-Nicholas’ analysis of The Tunnel points out that the invalidation of terra nullus in the early 1990s, with the Mabo decision, was a defining moment for Australia, a “watershed political event that triggered a broader crisis in the national psyche.”[17] It disrupted white Australia’s comprehension of its own past, reconceptualising Australia as a nation invaded and stolen rather than discovered.[18] Significantly, the locale directly above the St James Lake is Hyde Park, an historically important part of Sydney which served as the favoured playground of white affluent Australians and British authority figures;[19] it epitomizes the sanitised vision of colonial history, whereas The Tunnel contends that the dark web of haunted stone beneath—carved by convicts, immigrants and the working poor—is the reality. The mutant, with its penchant for gouging out prying eyes, becomes symbolic of this repressed, neglected past and the unreconciled trauma of colonisation. The film underscores this reading by continually attesting the limitations of the camera—the locations are often too poorly lit for it to detect images, it is continually dropped and damaged—which restricts the vision of the characters and viewers.

The dialectic invoked by found-footage horror—of one group trying to expose the past while another tries to keep it buried in favour of a more placating narrative—has potent implications for political discourse.  The subversive, unauthorised gaze of the found-footage camera, as it films these secret cover-ups and concealed spaces, styles the subgenre as an accessible mechanism for presenting opposing historical viewpoints. In her book, Heller-Nicholas cites Adam Lowenstein’s analogy about horror films being “the return of history through the gut.”[20] This critique is evident in The Tunnel, not just in the viciously punctured bodies of the characters confronted by a vengeful mutant, but also in the geographical guts of subterranean Sydney. The dark, dank walls which the characters are forced to navigate are cracked with age, covered in dust and cobwebs, broken by the twisting iron spokes fastening the stone, and increasingly smeared with blood and viscera. The diegetic camera, though limited, is able to peel back the glossy cosmopolitan flesh of Sydney to expose the historical entrails within.

Voices in Your Head – Occult (Kôji Shiraishi, 2009)

As eerie as it is bleakly comic, the found-footage film Occult connects the emergence of doomsday cults in Japan with the delayed anxieties of apocalypse moulded by World War II. The film’s central character Shohei Eno is an unemployed man caught in a psychic struggle between blind obedience to a higher power (a mythic god)—characteristic of the ultra-nationalist conformity of pre-war Japan—and the growing isolation and spiritual emptiness of post-war liberalism. Occult takes the form of an ongoing documentary about a mass murder which occurred at a Japanese national park; the incident was caught on camera by a several nearby tourists and shows a man named Ken Matsuki stabbing two women to death, stabbing a frightened Eno several times, and then hurling himself off a nearby cliff. The documentary filmmakers interview the witnesses of the attack, the families of the murdered women, Matsuki’s father, and the survivor Eno. From photographs provided by the father, they discover that the stab wounds inflicted upon Eno resemble a petroglyph-like birthmark on Matsuki’s chest, which Matsuki believed was a mark from a divine being. Eno tells the filmmakers that since the attack he has been experiencing strange supernatural occurrences, such as moving objects, visions of swirling patterns and shapes in the sky, and prophetic messages; he reveals that before Ken stabbed him, he uttered the words “it is your turn,” which Eno gradually interprets as a command from a god to fulfil a similarly violent “ceremony.” Fascinated by Eno’s experiences, and observing that he is financially troubled, the filmmakers loan him one of their cameras and agree to pay him if he can capture some of this supernatural phenomena.

Eno’s paranoia about unidentified flying objects, and his compulsion to frantically survey the sky with his camera, is suggestive of latent anxieties about the aerial attacks carried out by America on Japan towards the end of World War II. The objects’ sudden, flashing appearance and tentacle shapes throughout the film resemble witness testimonies of the atomic bombings; for example, in a recent newspaper interview, Reiko Toida, who was nine years old when Nagasaki was bombed, recalls seeing “a blinding flash of light, a huge bang, and then what looked like a jellyfish appear[ing] in the sky” above the city.[21] The sheer magnitude of devastation and disintegration the war engendered has remained at the forefront of Japanese consciousness, and even during American occupation and reconstruction, many Japanese citizens continued to feel crippling panic whenever a plane would fly overhead.[22] Occult’s camerawork subtly evokes this unease, particularly when Eno is operating it, as he continually uses the lens to hunt for uncanny entities above or within the city – which, once they finally do appear, shock him and convert his footage into a panicked blur. In the decades succeeding  the war, theorists observed recurring images of apocalypse throughout Japanese cinema – from the effects of radiation poisoning depicted in Black Rain (a 1965 novel by Masuji Ibuse, adapted into a 1989 film by Shohei Imamura), to the spectre of a city-levelling monsters being conjured by nuclear testing in the Godzilla series (Ishirō Honda, 1954–).[23] Anime films, such as Barefoot Gen (Mori Masaki, 1983), Grave of the Fireflies (Isao Takahata, 1988), and Akira (Katsuhiro Otomo, 1988) present dystopic visions of Japan through the eyes of orphaned children, who attempt to navigate a cityscape rife with crime, disease and starvation. The Japan depicted in Occult is a decisive contrast – a modern, stable, peaceful country, encapsulated by the delight of the tourists at the beginning of the film, who are videotaping each other against the backdrop of a lush forest. However, this reality is intermittently punctured, first by the violent acts and parting words of the murderer Matsuki, and then by the nightmarish visions plaguing Eno, which not only re-introduce the prospect of an imminent doom, but reconfigure it as a doom which must be fulfilled by Japanese people themselves.

Occult

[Figure 3 – Eno preparing to commit a terrorist attack, image courtesy of Creative Axa Co. Ltd., 2009]

Occult’s depiction of doomsday cults has a basis in modern Japanese history. During the 1973 oil crisis, Japan (which imported 71% of its oil from the Middle East) experienced widespread panic, with many of its citizens stockpiling food and supplies. It was during this period that “new religions” such as the ESP and Nostradamus prophecy groups began to emerge. Kaoru Nishimura writes that such anxieties were an indirect transmission from the war, an ingrained fear that “the days of devastation and hunger would return.”[24] The 1980s saw the founding of the notorious Aum Shinrikyo cult, whose members would go onto commit acts of domestic terrorism, such as the 1995 Tokyo subway sarin attack, which killed 12 people and severely injured 50 more; this made it the deadliest incident to occur in Japan since the end of World War II, particularly disturbing in that it was performed by middle-class citizens rather than a foreign enemy. Like Aum Shinyikyo’s fusing of Buddhist and Christian lore with predictions of nuclear war, the mass murders prophesised in Occult are shaped around the Shinto origin myth of Hiruko – the name given to the deformed first offspring of the ancient Japanese deities. The documentary filmmakers venture back into the forest where the first murders occurred, and upon climbing the rock where Matsuki committed suicide, find a millennia-old shrine to Hiruko, the carving of which match Matsuki’s birthmark and the pattern he stabbed into Eno’s back. This further convinces Eno that he is being directed to carry out a mass murder in the name of the gods, and thus deliver the souls of his victims to a more enlightened plane. He begins plotting a suicide bombing to be executed at a crowded Tokyo train station, which echoes the real-life sarin attacks committed by Aum Shinyikyo. His intentions are revealed covertly through his remarks to the camera, which acts as a video journal of his spiral into madness. Director Kôji Shiraishi derives much of the horror of the film from the series of rationalisations that a sane, everyday man can undergo before he commits an unspeakable act against innocent people. The diegetic camera creates a level of intimacy between the viewer and Eno, allowing us to see the world through his eyes; he discloses his private thoughts to it, confesses his vulnerabilities and frustrations, and offers us a disturbingly empathetic portrait of premediated murder.

Thought not referenced in the film, Occult reflects the horrors of Japan’s involvement in World War II, and the psychic damage war can imprint upon individuals, communities, and across generations. Catholic priest Takeshi Kawazoe, who was 13 years old when the bombings on Japan began, recalls the radical militarism of the Imperial Japanese even as defeat became inescapable: “We were training to fight with sharpened bamboo sticks and we would have been massacred if the war had continued… People were brainwashed, just like the followers of Aum Shinrikyo today.”[25] Kawazoe is alluding to the ultra-nationalist and fascist ideologies that dominated Japan before and during the war; at this time, Japanese people were educated to believe that their sole duty was to serve the divine emperor without question, to sacrifice their lives for the nation willingly, and to attack the enemies of Japan mercilessly. The state strengthened this ideology by invoking Bushido, the ancient code of the samurai warrior, but distorted its philosophy to emphasise only martial spirit, absolute loyalty, and the dissolution of personal identity in favour of a collective will.[26] This submission was seen by citizens as a way of overcoming inner and outer threats to Japan; however, it also contributed to the facilitation of atrocious war crimes committed by imperial soldiers throughout Indochina and South-East Asia, including the Rape of Nanking and the systemic torture and murder of war prisoners. Nishimura writes that after the war, sections of the Japanese people felt great shame at having this mass surrender of personal identity exposed, and were overcome by feelings hatred towards the royal family for their championing of the war. This in turn lead to a generational shift—nurtured by the liberal democracy that America helped institute during reconstruction—away from “associating the value of life with contributing to the nation”, and towards establishing a personal identity and “enriching ones private’s life.”[27]

Occult explores this fragmenting of Japanese identity. Eno is a product of post-war Japan, an individual trying to earn a decent enough wage in Tokyo to live the life he desires; however, as an unemployed man with no higher education or specialised training, and barely enough money to eat, he expresses the isolation and aimlessness of one who has been rejected by Japan’s modern liberal economy. Nishimura observes that because of the historical conformity of Japanese culture, the anxieties of an individual, as exemplified by Eno’s feelings of isolation, can be inferred by that person as being the anxieties of the whole nation.[28] The allure of Occult’s Hiruko cult—that is, mysterious signs telling people exactly what they should be doing and how important their sacrifices will be for the greater good—represents the allure of pre-war fascism. Thus, the film can be seen to communicate the horrifying prospect of the voice of fascism returning to Japan, and the secondary horror of people wanting to listen to it. Eno believes that by bombing a crowded railway station, he will not be killing people, but delivering them to a better world – a romanticised vision of the past, ordained by the gods.

Fig4

[Figure 4 – The documentarians hiking to the Hiruko shrine, image courtesy of Creative Axa Co. Ltd., 2009]

Suicide also plays a significant ideological role in the horror of Occult; the film opens with one man committing mass murder and then jumping off a cliff to his death, and then ends with another man blowing himself up in a crowded street. This circular structure evokes Japan’s complicated relationship with suicide. At around 30,000 instances a year, the country has one of the highest suicide rates in the world. Sinead Roarty writes that this stems from the historical function of suicide in the samurai code, that is, the expectation that the defeated warrior must die by his own hand, rather his enemy’s, in order to preserve his honour. This tradition was carried over into World War II, with Japanese kamikaze pilots being ordered to intentionally crash their planes into enemy vessels, and thousands of soldiers on Okinawa killing themselves after the island had been conquered or feigning surrender only to blow themselves up.[29] Thus, Eno’s planned suicide bombing can be situated within historical practices. Suicide was also socially tolerated in instances where a person was unable to pay their debts and wanted to spare their families from financial burden, or when elderly members of the community let themselves die to make room for the younger generation; it was even romanticised in folktales about lovers who were forbidden to be together in life, and thus killed themselves so that they might be reunited in death.[30]

The film’s use of forest imagery, particularly the location of the Hiruko shrine, is suggestive of the Aokigahara forest – the most popular suicide location in Japan. Roarty writes that Aokigahara’s cultural association with suicide goes back centuries, to the point where many Japanese people believe it is haunted.[31] The forest is so immense and isolated that many suicidal people simply wander into it and become lost, trusting in the elements to wear them down. Others hang themselves from trees, where they are not found for months or even years.[32] Notably, Aokigahara is only a short distance from Kamikuishiki village, the original headquarters of Aum Shinrikyo, both of which are located at the base of Mount Fuji. The forest, a public space, becomes the stage for the most private act of all – death. Occult echoes this dichotomy with the carvings of the Hiruko shrine, an ancient woodland marking which is violently reconstituted onto the private flesh of the characters. This cultural connection between land, identity and self-destruction embeds suicide within the Japanese cultural memory. Suicide is a crippling social issue in contemporary Japan—especially among its young people—which the current government are desperately trying to address and prevent.[33] Occult attempts to de-romanticise the practice by showing its poisonous and destructive effects on the community.

Occult addresses Japanese historical trauma in several effective and disturbing ways, creating visual links between the events of World War II, the emergence of doomsday cults, and ingrained attitudes towards suicide. The film evokes Japan’s difficult cultural construction of the war, in which it must navigate its paradoxical role as both victim of unspeakable suffering and perpetrator of unspeakable suffering, while also addressing its underlying fear of destruction from without and from within.

Return to the Woods – Willow Creek (Bobcat Goldwaith, 2013)

In his 2013 found-footage horror debut, Bobcat Goldwaith reframes the legend of Bigfoot as an allegory for the apprehensions of contemporary Americans when confronted with their nation’s vast and mythic wilderness. Willow Creek, which is shot entirely on a single HD digital video camera, follows a couple named Jim and Kelly as they travel to the Six Rivers National Forest to make an amateur documentary about the many alleged Bigfoot sightings which have occurred there, and also to learn about the culture which has flourished around the legend. The film is notable for being a found-footage entry in which the original artefact behind the legend also claims to be a kind of found-footage; that is, the Patterson-Gimlin short film, which was shot in 1967 on a shaky 16mm camera, and captures an immense furry humanoid creature striding on two feet towards the forest edge. While most scientists have dismissed the original short film as a hoax, special effects artists have pointed out that the length and shape of the creature’s limbs, and the realism of its movements and musculature, would be very difficult to fake, even today.[34] It was the first alleged visual evidence of such a creature, and forms part of centuries old American myth regarding a species of unidentified apelike men living in the wilds of the Pacific Northwest. The main characters of Willow Creek, Jim and Kelly, plan to retrace the journey of Roger Patterson and Robert Gimlin, in the hopes of finding new evidence, such as hair, footprints, or even making a new sighting.

The naïveté and occasional arrogance displayed by the couple during their trip recalls the attitudes of similar cinematic city-dwellers venturing into the countryside, as seen in films like Deliverance (John Boorman, 1972), The Hills Have Eyes (Wes Craven, 1977) and Southern Comfort (Walter Hill, 1981). Because the majority of Americans now live in cities, film has increasingly situated modern America life in urban and suburban contexts; rural spaces are thus reconfigured as foreign sites, or rather, as sites which represent a past vision of America, alternatively romantic and forbidding in their aura.[35] Horror films (like the three cited above) have reinforced the forbidding element of this shift, casting the countryside as regressive, isolated places hostile towards outsiders. In Willow Creek, Goldwaith depicts a gradual transition from a vague suburban notion of Bigfoot (something akin to a Halloween cartoon character), towards something more arcane and frightening at the core of the legend. Jim and Kelly delight at the kitsch artwork of the township, such as the smiling wooden statue welcoming tourists, to the jaunty songs recited by eccentric locals. They conduct light-hearted interviews, and learn about the Bigfoot-themed tourism that sustains the local economy. They notice a large painted mural of Bigfoot helping to clear the forest and raise the town’s buildings, and joke about how the creature is probably just a disgruntled labourer. Yet, underlying the mural is an ambiguous message about the civilising of the West: the exploitation of America’s natural and human resources, the ideology of manifest destiny, the harnessing of primeval energies. Read as an allegorical figure, one could construe Goldwaith’s Bigfoot as a vengeful agent of pre-colonial America, or as representative of the persecuted, forgotten peoples (such as rural, indigenous, slave, and immigrant labour) who helped build America, but were excluded from its triumphs and plenitude.

Fig5

[Figure 5 – Alleged evidence of a Bigfoot, taken from the Patterson-Gimlin film, 1967]

The Bigfoot iconography of the town suggests a monstrosity which has been safely contained within an accepted narrative; however, the growing sense of menace attached to the nearby forest suggests an enduring, perhaps even hostile atmosphere. For example, during one of Jim and Kelly’s interviews, a local man cautions them against going into the forest, warning them of some of the strange folk who live there, such as pot-growers and survivalists, who are not fond of tourists. The same man also recounts an instance in which he was walking his dog through the forest, when suddenly the animal grew frightened and bolted, only to be found hours later torn in two. It is a reminder of the primeval dangers of the wild. Later, the couple notice a flyer for a missing person on the wall of the diner, and mistake it as part of the fantasy, which prompts Kelly to give a mock pose for her own missing person flyer. The fatalistic framework of the subgenre (as evidenced in the previous two films examined) foreshadows such light-hearted moments as future obituaries. Finally, while making fun of the wooden Bigfoot statue, a passer-by scolds them, telling them, “It’s not a joke, you know. You shouldn’t go out there.” These moments pierce the couple’s superficial perception of American rurality – that it is something which serves merely as a receptacle for tourists to extract entertainment and experiences, something which can be safely framed and controlled through the technological representation of the camera.

The film draws an implicit connection between Bigfoot and the figure of the American backwoodsman, as characterised by Linnie Blake in The Wounds of Nations. Where American settlers and frontier communities were historically idealised as honest, hard-working, god-fearing folk, the backwoodsmen emerged in critiques dating back to the eighteenth century as being representative of the darker side of pastoral living.[36] For writers like John Hector St. John, this figure was the antithesis of a rural American utopia – instead of faithfully tending and taming the land in the name of Christendom, the backwoodsman embraced the “dark irrationality” of the wilderness by living an existence of drunkenness and idleness.[37] Upon arriving at the forest in the film, James and Kelly are confronted with a large hairy man who demands that they turn their vehicle around and leave, for their own good. When Jim dismisses the man’s concerns, he becomes aggressive, poking Jim in the chest and yelling at Kelly to cease her filming. Intimidated, they reverse their vehicle, hoping to find another way into the forest, whereupon the man begins to throw rocks after them. He appears to be one of the strange folk whom the interviewee had warned them about. The anger the man directs towards their camera evokes the distain for technological representation that Bigfoot seems to display in the 1967 short film – the creature offers Patterson and Gimlin only a disdainful glance as he strides back towards the forest. It marks a shift from implicit to explicit hostility at the couple’s attempt to enter the forest; it also recasts their role: they are now trespassers into a space which they neither understand, nor respect, and which has prohibited them.

Along with casting the country as increasingly foreign to American audiences, film and television have perpetuated the stereotype of the backwoodsmen (also using variations such as “hillbillies” or “rednecks”), depicting them as everything from good-natured eccentrics to genetically deficient predators. This culturally implied friction between civilisation and savagery aligns with the perpetuation of the Bigfoot myth – a half-man, half-animal, embedded within the American wilderness, whose possible existence is both beguiling and repulsive to American society. Ironically, the backwoodsman asserts the freedoms of the American citizen, in that he demonstrates the freedom to reject the state—its values, its rhetoric, its authority—and to live independently and self-reliantly.[38] Whether he was forced out of his community or departed voluntarily, the backwoodsman claimed the American wilderness as a home beyond the reach of government and church. Thus, as a stereotype—despite embracing the liberty that urban Americans have conceded the limits of—he became associated with lawlessness, deviance and violence; his otherness was communicated through recurring image of unkempt hair, wild eyes, and rotten teeth, as though to express a personhood which was fundamentally diseased.[39] Still darker interpretations have equated the backwoodsman with rapacious sexuality, most famously in the film Deliverance, in which a group of men from Atlanta take a weekend trip to the Georgia wilds, only to have one of the men set upon and brutally raped by a pair of snarling, toothless locals. Willow Creek links its monster with similar sexual violence, by implying that the woman from the missing person flyer has been kidnapped by Bigfoot as a “forest bride,” and thus placing Kelly as another potential victim. Representations of rural communities became synonymous with cultural backwardness – as the broken-down collections of citizens who had been left behind or forgotten by a modernising, progressive and globalising nation. [40] The stereotype of the backwoods symbolises not just the darker implications of freedom, but a contestation of America’s national narrative and unity.

Willow Creek exhibits the dread of the modern American at encountering the dark irrationality of the wilderness in its climactic sequence – a twenty-minute unbroken shot inside the couple’s tent during their first night in the woods. The scene begins tenderly, with Jim taking the occasion to propose to Kelly, and stationing his camera to capture the moment. Unfortunately, the romance of their embrace is interrupted by ominous sounds emanating from outside the tent. At first these are faint—the crunching of leaves and long animalistic vocalisations—but as the sounds become louder, the couple grows tense. Framed by the Bigfoot myth, these disparate sounds of the wild are assembled into a single menacing presence. By aligning our subjectivity with the camera, we are essentially positioned as a third character, trapped in the same tent as Jim and Kelly, paralysed by the same fear and threatened by the same monstrosity. Goldwaith derives horror from the interplay between the cryptic soundscape beyond the tissue-thin canvas and the couple’s body language – their strained attention (which echoes our own), their worried expression as the sound escalates, their relaxation as it subsides, their whispered attempts to reason out the situation beyond their field of vision, and finally Kelly’s blind panic and screaming as monstrous growls emerge just outside the tent. The tent walls, which we have viewed as static for 20 unbroken minutes, are suddenly interrupted by rocks and poking limbs (harkening back to the hostile man’s warnings). This intrusion provokes Kelly to bury her head in Jim’s lap; this response, combined with her childlike shrieks and the womblike shape of the tent, suggests a primal nightmare, composed of sense rather than language.

The lack of cuts makes this sequence unbearably tense, and demonstrates the feelings of claustrophobia and vulnerability that found-footage can generate. Indeed, it bears a strong resemblance to the nightly camping scenes in The Blair Witch Project; like that film, the monster in Willow Creek is never actually documented by the camera. The trauma of the encounter is located in absence, in the subjective camera’s inability to frame or comprehend what is tormenting it, in the sensorial rush of terror that assaults that subjectivity from a wholly inconceivable source. The concealed menace of this particular encounter conjures the broader possible traumas that underlie the formation of America, which Jim and Kelly are compelled to investigate, and punished for their efforts. Found-footage allows Bigfoot to break out of the mummified past of songs and statues and murals, and to claw its way into the present.

Undead History (Conclusion)

Historical trauma, by its nature, is largely inaccessible to the public consciousness. It exists as an unstable gap in cultural memory, a gap which haunts people with its incompleteness and the vague but indefinable feelings of dread tied to it. Found-footage horror films, like nightmares, depict a collision of the past (the footage of what has happened, but cannot be spoken) with the present (the secluded aftermath), reinserting the viewer into a traumatic moment through the assaultive images and panicked rhythms of the subgenre. Correspondingly, there is no future in found-footage horror, no forward gaze – there is only the fluctuating space between living a disaster that you cannot escape or survive, and watching that disaster re-enacted without the power to alter or intervene. The interplay between performer, viewer, mode, and aesthetic disorganises the world and scrambles our perceptions of time, much like trauma.

Testimony—the act of bearing witness to traumatic events—is crucial to confronting trauma itself. The subjects and viewers of found-footage horror are cast in the role of investigators (or archaeologists) sifting through the past in search of some buried sorrow. The films examined in this article—The Tunnel, Occult, and Willow Creek—engage with the historical sorrows of their respective countries. Linnie Blake and Mary Ainslie write that horror does not flinch from or skirt the borders of trauma – it works through its feelings and sensations, often in expressly repulsive ways. It is therefore the ideal framework for exploring trauma because it is the most self-consciously disturbed and disturbing of all film forms.[41] According to Adam Lowenstein, horror cinema assaults the foundations of history, at once acknowledging the pain of trauma, while challenging the citizens and communities of the world on their inherent complicity in its perpetration.[42] As we view found-footage films, we are compelled to scan the screen for clues, to probe the visual evidence of the footage in search of some buried truth. The camera becomes the visualisation of that search for the repressed, while the collated nature of found-footage evokes the psychic fragmentation which trauma provokes.

Notes

[1] See: Alexandra Heller-Nicholas, Found Footage Horror Films: Fear and the Appearance of Reality (Jefferson: McFarland & Company, 2014), 3–28; Xavier Aldana Reyes, “Reel Evil: A Critical Reassessment of Found Footage Horror,” Gothic Studies 17 (2015): 122–136; Neil McRobert, “Mimesis of Media: Found Footage Cinema and the Horror of the Real,” Gothic Studies 17 (2015): 137–150.

[2] Found Footage Critic, accessed March 12, 2017, http://www.foundfootagecritic.com/

[3] Examples include: End of Watch (David Ayer, 2012), Europa Report (Sebastián Cordero, 2013), Chronicle (Josh Trank, 2012), and Project X (Nima Nourizadeh, 2012).

[4] Heller-Nicholas, Found Footage Horror Films, 8-9.

[5] See: Cathy Caruth, Unclaimed Experience: Trauma, Narrative and History (Baltimore: Johns Hopkins University Press, 1996).

[6] Julia B. Kohne, Michael Elm and Kobi Kabalek, The Horrors of Trauma in Cinema: Violence Void Visualization, (Cambridge: Cambridge Scholars Publishing, 2014), 9.

[7] Kohne, et al., The Horrors of Trauma, 10.

[8] Kohne, et al., The Horrors of Trauma, 12.

[9] Linnie Blake, The Wounds of Nations: Horror Cinema, Historical Trauma and National Identity (Manchester: Manchester University Press, 2012), 9.

[10] Adam Lowenstein, Shocking Representation: Historical Trauma, National Cinema, and the Modern Horror Film (New York City: Columbia University Press, 2005), 159.

[11] Adam Lowenstein, Shocking Representation, 150.

[12] Robin Wood, “An Introduction to the American Horror Film.” Planks of Reason: Essays on the Horror Film, ed. Barry Keith Grant and Christopher Sharrett (Lanham: Scarecrow Press, 2004), 107-144.

[13] Heller-Nicholas, Found Footage Horror Films, 182

[14] Paul Keating, “Redfern Speech” (speech delivered at Redfern Park,  New South Wales, December 1992), https://www.youtube.com/watch?v=mKhmTLN3Ddo

[15] Keating, “Redfern Speech.”

[16] See: Felicity Collins and Therese Davis, Australian Cinema After Mabo (Cambridge: Cambridge University Press, 2004).

[17] Heller-Nicholas, Found Footage Horror Films, 183.

[18] Heller-Nicholas, Found Footage Horror Films, 183.

[19] Heller-Nicholas, Found Footage Horror Films, 184.

[20] Adam Lowenstein, Shocking Representations, 52.

[21] Philip Wen, “Survivors Determined to Tell Horrors of Nuclear Bombing that is part of Japanese Psyche,” The Sydney Morning Herald, August 6, 2015, http://www.smh.com.au/world/survivors-determined-to-tell-horrors-of-nuclear-bombing-that-is-part-of-japanese-psyche-20150805-gis8z0.html

[22] Sarah Stillman, “Hiroshima and the Inheritance of Trauma,” The New Yorker, August 12, 2014, http://www.newyorker.com/news/news-desk/hiroshima-inheritance-trauma

[23] Ted Goossen, Japan’s Literature of the Apocalypse,” The Globe and Mail, March 25, 2011, http://www.theglobeandmail.com/arts/books-and-media/japans-literature-of-the-apocalypse/article4266802/

[24] Kaoru Nishimura, “Unresolved Trauma and Japanese Identity after the Second World War,” (paper presented at the International Congress of Group Psychotherapy and Group Processes’ Exploring the Transgenerational Footprints of War symposium, Rome, Italy, August, 2009), 5.

[25] Ben Hills, “Forgotten City Faces the Truth: The bomb Fifty Years of Fallout,” The Sydney Morning Herald, August 5, 1995, 26.

[26] Nishimura, “Unresolved Trauma and Japanese Identity,” 2.

[27] Nishimura, “Unresolved Trauma and Japanese Identity,” 3.

[28] Nishimura, “Unresolved Trauma and Japanese Identity,” 9.

[29] Sinead Roarty, “Death Wishing and Cultural Memory: A Walk Through Japan’s ‘Suicide Forest’” (paper presented at the 3rd Global Conference Making Sense of Suicide, Salzburg, November 2012), 2–3.

[30] Roarty, “Death Wishing,” 5.

[31] Roarty, “Death Wishing,” 7.

[32] Rob Gilhooly, “Inside Japan’s ‘Suicide Forest’,” The Japan Times, June 26, 2011, http://www.japantimes.co.jp/life/2011/06/26/general/inside-japans-suicide-forest/#.WNBtSqIlH4Y

[33] Leo Lewis, “90 Suicides a Day Spur Japan into Action,” The Times, November 12, 2013, http://www.timesonline.co.uk/tol/news/world/asia/article2852762.ece

[34] David J. Daegling, “Bigfoot’s Screen Test: Analysis of the Patterson-Gilmin Film of Bigfoot,” Sceptical Inquirer, 1999, http://www.bigfootencounters.com/articles/SI_99_daegling.htm

[35] Blake, The Wounds of Nations, 130.

[36] Blake, The Wounds of Nations, 128.

[37] John Hector St. John, Letters From an American Farmer (London: Penguin Books, 1982), 44.

[38] Blake, The Wounds of Nations, 131-132.

[39] Blake, The Wounds of Nations, 143-144.

[40] See: Dwight B. Billings, Gurney Norman, Katherine Ledford, Back Talk from Appalachia: Confronting Stereotypes (Lexington: University Press of Kentucky, 2000).

[41] Linnie Blake and Mary Ainslie, “Digital Witnessing and Trauma Testimony in Ghost Game: Cambodian Genocide, Digital Horror and the Nationalism of New Thai Cinema,” in Digital Horror: Haunted Technologies, Network Panic and the Found Footage, ed. Xavier Aldana Reyes and Linnie Blake (New York City: I.B.Tauris, 2015), 71–72.

[42] Adam Lowenstein, Shocking Representation, 14.

Notes on Contributor

Duncan Hubber is a PhD candidate at Federation University Australia. His thesis, entitled “Digital Wounds”, focuses on the relationship between found footage horror films and screen trauma theory, and draws upon the writings of Alexandra Heller-Nicholas and Judith Herman. His other research interests include the cinematic representation of cities and urban spaces, and the collision of romanticism and postmodernism in George R. R. Martin’s fantasy literature.

Bibliography

Billings, Dwight B., Gurney Norman, and Katherine Ledford. Back Talk from Appalachia: Confronting Stereotypes. Lexington: University Press of Kentucky, 2000.

Blake, Linnie, and Mary Ainslie. “Digital Witnessing and Trauma Testimony in Ghost Game: Cambodian Genocide, Digital Horror and the Nationalism of New Thai Cinema.” In Digital Horror: Haunted Technologies, Network Panic and the Found Footage. Edited by Xavier Aldana Reyes and Linnie Blake. 69-79. New York City: I.B.Tauris, 2015.

Blake, Linnie’s. The Wounds of Nations: Horror Cinema, Historical Trauma and National Identity. Manchester: Manchester University Press, 2012.

Caruth, Cathy. Unclaimed Experience: Trauma, Narrative and History. Baltimore: Johns Hopkins University Press, 1996.

Collins, Felicity and Therese Davis. Australian Cinema After Mabo. Cambridge: Cambridge University Press, 2004.

Daegling, David J. “Bigfoot’s Screen Test: Analysis of the Patterson-Gilmin Film of Bigfoot.” Sceptical Inquirer, 1999, http://www.bigfootencounters.com/articles/SI_99_daegling.htm

Found Footage Critic, accessed Feb 2, 2017, http://foundfootagecritic.com/

Gilhooly, Rob. “Inside Japan’s ‘Suicide Forest’.” The Japan Times, June 26, 2011, http://www.japantimes.co.jp/life/2011/06/26/general/inside-japans-suicide-forest/#.WNBtSqIlH4Y

Goossen, Ted, “Japan’s Literature of the Apocalypse.” The Globe and Mail, March 25, 2011, http://www.theglobeandmail.com/arts/books-and-media/japans-literature-of-the-apocalypse/article4266802/

Heller-Nicholas, Alexandra. Found Footage Horror Films: Fear and the Appearance of Reality. Jefferson: McFarland & Company, 2014.

Hills, Ben. “Forgotten City Faces the Truth: The Bomb Fifty Years of Fallout.” The Sydney Morning Herald, August 5, 1995.

Keating, Paul. “Redfern Speech.” Speech delivered at Redfern Park, New South Wales, December 1992, https://www.youtube.com/watch?v=mKhmTLN3Ddo

Kohne, Julia B., Michael Elm and Kobi Kabalek. “Introduction.” In The Horrors of Trauma in Cinema: Violence Void Visualization, 1-29. Cambridge: Cambridge Scholars Publishing, 2014.

Leo Lewis. “90 Suicides a Day Spur Japan into Action.” The Times, November 12, 2013, http://www.timesonline.co.uk/tol/news/world/asia/article2852762.ece

Lowenstein, Adam. Shocking Representation: Historical Trauma, National Cinema, and the Modern Horror Film. New York City: Columbia University Press, 2005.

McRobert, Neil. “Mimesis of Media: Found Footage Cinema and the Horror of the Real.” Gothic Studies 17 (2015): 137-150.

Nishimura, Kaoru. “Unresolved Trauma and Japanese Identity after the Second World War.” Paper presented at the International Congress of Group Psychotherapy and Group Processes’ Exploring the Transgenerational Footprints of War symposium, Rome, Italy, August, 2009.

Reyes, Xavier Aldana. “Reel Evil: A Critical Reassessment of Found Footage Horror.” Gothic Studies 17 (2015): 122-136.

Roarty, Sinead. “Death Wishing and Cultural Memory: A Walk Through Japan’s ‘Suicide Forest’.” Paper presented at the 3rd Global Conference Making Sense of Suicide, Salzburg, November 2012.

St. John, John Hector. Letters from an American Farmer, 1782. London: Penguin Books, 1982.

Stillman, Sarah. “Hiroshima and the Inheritance of Trauma.” The New Yorker, August 12, 2014, http://www.newyorker.com/news/news-desk/hiroshima-inheritance-trauma

Wen, Philip. “Survivors Determined to Tell Horrors of Nuclear Bombing that is part of Japanese Psyche.” The Sydney Morning Herald, August 6, 2015, http://www.smh.com.au/world/survivors-determined-to-tell-horrors-of-nuclear-bombing-that-is-part-of-japanese-psyche-20150805-gis8z0.html

Wood, Robin. “An Introduction to the American Horror Film.” In Planks of Reason: Essays on the Horror Film. Edited by Barry Keith Grant and Christopher Sharrett, 107-144. Lanham, MD: Scarecrow Press, 2004.

Filmography

Akira (Katsuhiro Otomo, 1988) 

Barefoot Gen (Mori Masaki, 1983)

Black Rain (Shohei Imamura, 1989)

The Blair Witch Project (Daniel Myrick and Eduardo Sánchez, 1999)

Cannibal Holocaust (Ruggero Deodato, 1980)

Cloverfield (Matt Reeves, 2008)

Chronicle (Josh Trank, 2012)

Deliverance (John Boorman, 1972)

District 9 (Neill Blomkamp, 2009)

End of Watch (David Ayer, 2012)

Europa Report (Sebastián Cordero, 2013)

Godzilla (Ishirō Honda, 1954)

Grave of the Fireflies (Isao Takahata, 1988)

The Hills Have Eyes (Wes Craven, 1977)

Occult (Kôji Shiraishi, 2009)

Project X (Nima Nourizadeh, 2012)

[REC] (Jaume Balagueró and Paco Plaza, 2007)

Southern Comfort (Walter Hill, 1981)

The Tunnel (Carlo Ledesma, 2011)

Trollhunter (André Øvredal, 2012)

Willow Creek (Bobcat Goldthwait, 2013)

Thirty-Five Years of Middle-Class Fears: How Two Poltergeists Address Race, Class, and Gender

Horror has been a political genre for nearly 100 years. Tod Browning’s Dracula, released in 1931, grappled with broad cultural anxieties including national identity, class, and sexuality.1 Horror has the unique ability to confront issues that generate societal anxiety in a manner that obscures them enough to permit audiences a feeling of relief and offer cultural analysis that would be too candid for other genres. As Ryan and Kellner observe, horror allows filmmakers to express fears that the culture is afraid to deal with directly and serves as a vehicle for social critiques too radical for mainstream Hollywood production.2

Some filmmakers contend that horror has an obligation to be aggressively political. Larry Fessenden says that you make horror by considering what’s happening in society, and in the best horror films, “you can track that they were engaged with the dilemma of the day”.3 When the genre is thriving, such as the late 1960s through the 1970s, engagement with such dilemmas are easy to track. Filmmakers like Tobe Hooper, George Romero, and Wes Craven fearlessly deal with the era’s social movements and their films exploit horror’s capacity to “expose the issues and concerns of our social world”.4

1982 saw the release of a horror film that clearly expresses the fears of that time. No film articulates the anxieties of living in the Age of Reagan as much as 1982’s Poltergeist, produced by Steven Spielberg and directed by Hooper. Kellner argues that the original Poltergeist is exceedingly political, and even if its politics tend to skew conservative, it still highlights anxieties about class and social life in the early 1980s.5 The same is not true of 2015’s Poltergeist, produced by Sam Raimi and directed by Gil Kenan. A missed opportunity to comment on the anxieties of life in 2015, the remake eschews any probing of contemporary fears. The original is a stark example of how horror films are able to communicate anxieties of a certain age while the remake is an example of removing nearly everything interesting and provocative from the original.

The Suburban Dream

The neighborhood itself is an integral character in the original Poltergeist. After hearing “The Star-Spangled Banner” play over the opening credits, there are shots of what looks like a typical American suburb. The houses look comfortable without being extravagant and soothing music plays as images of a middle-class neighborhood are shown. Kids ride their bikes and play in the street without any supervision while men drink and watching a football game. There is even an ice cream truck. This is an idyllic suburban paradise, and, more specifically, a white suburban paradise. There isn’t a single person of color to be found, even among the large group of men gathered for the game. This is not entirely unusual as black characters are almost always absent from films set in the suburbs.6

The remake differentiates itself immediately by downplaying the meaningfulness of the neighborhood significantly. From what is shown it appears to be a middle-class neighborhood similar to the one in the original, but there are no shots of kids riding bikes or playing in the street. There isn’t a group of friends hanging out and watching a sporting event, and there is no ice cream truck. The remake suggests that the neighborhood is of little consequence with nothing particularly special about it. In the original, when the terror starts, a sense of place has been established which gives added meaning to the events inside the home – something that is lacking in the remake.

While the family’s circumstances are different, that does not entirely account for the remake’s disinterest in setting up the neighborhood as a desirable place for a family to settle down in. The original Poltergeist is about The Freelings, parents Steve (Craig T. Nelson) and Diane (JoBeth Williams) and their three children, Dana (Dominique Dunne), Robbie (Oliver Robins), and Carol Anne (Heather O’Rourke). The remake centers on The Bowens, parents Eric (Sam Rockwell) and Amy (Rosemarie DeWitt) and their three children Kendra (Saxon Sharbino), Griffin (Kyle Catlett), and Madison (Kennedi Clements). The Freelings are “your Middle-Class Everyone”.7 Steve is a successful real estate agent working for the company responsible for building the subdivision his family lives in. The older children, Dana and Robbie, are in school while Diane stays home and watches Carol Anne. Their biggest problem is figuring out exactly where the backyard pool should go and how deep it should be.

The Bowens are not as fortunate, though based on how they are depicted in the Poltergeist remake no one in their neighborhood would know that. While the Freelings make for a convincing middle-class family, from the very beginning the Bowen’s struggles don’t ring true. Neither parent is employed and their financial situation is supposed to be precarious. Eric has just lost his job at John Deere’s corporate headquarters and Amy intends to write a book. Their real estate agent whispers that the house they want is affordable due to a foreclosure crisis in the area, but the insinuation that the home isn’t as attractive as others in the neighborhood doesn’t hold up to visual scrutiny. It is clearly a nice, spacious home in a pleasant suburb meaning if the family is drastically downsizing, they must have been living in a mansion. That the Bowens are able to buy a comfortable middle-class home in a nice suburb strains credulity given what is known about their situation. In 2015 the housing crisis wasn’t over and millions of Americans were underwater on their mortgage, so there was an opportunity to incorporate those anxieties into the remake.8

The situation the Bowens are in makes the omission of the neighborhood itself all the more puzzling. While it is understandable that Eric is anxious about his employment status, the family derives no pleasure whatsoever from their new home. It is more like a punishment since they have no other choice due to their alleged financial difficulties. However, despite that situation, they still manage to buy a home that is nice by anyone’s standards. Whereas a middle-class family’s fear of losing their home is a central focus of the original Poltergeist, that feeling is muddled at best in the remake since the Bowens demonstrate no enthusiasm about their new home or neighborhood. Those things don’t mean as much to them as they do to the Freelings.

The Poltergeist remake pulls its punches and is afraid to offer political commentary or depict the Bowens as genuinely struggling. While snobby rich people belittle their subdivision (even though it looks like a well-to-do suburban neighborhood) and a credit card is embarrassingly declined at a home goods store, economic turmoil is completely glossed over. A different credit card works so Eric is still able to purchase everything he wants, and later he splurges on expensive electronics for his kids. The Bowens never actually seem like they are in a perilous financial situation and the opportunity to portray a family experiencing serious economic anxiety is brushed aside.

Class anxiety is much more palpable in the original. There is more at stake for the Freelings and a stronger sense of how much their lives have been upended by Carol Anne’s disappearance. Steve stops going to work and no one is sleeping while Dana stays at a friend’s house and won’t come home. The entire home is upended and a room is totally off-limits. There is no indication that anything is wrong on the outside, but their lives have been thrown upside down and the Freelings are a mess (and look it). Since the original Poltergeist takes the time to emphasize the importance of the neighborhood, when the home begins to fall apart it isn’t difficult to identify with the fear of losing one’s home. The film is effective precisely because it manipulates viewers and conveys a relatable fear: an average middle-class family in a house that gives them trouble and is eventually taken away. In the Reagan and Bush years, many people lost their homes and it wasn’t unusual for middle- and upper class families to fall into a lower-class status.9 In contrast, the Bowens do not feel attached to their home or neighborhood, so the stakes are much lower.

Another facet the remake shies away from is putting a human face on capitalism and greed. In the original, Steve is lauded for being successful at selling homes and his prowess allows Steve and his family to live a comfortable life in a picture-perfect suburb. After Carol Anne is taken, Steve’s boss lets slip that much of the neighborhood was built over a graveyard and the headstones were moved but the graves were not. The boss represents a greedy capitalist who puts private property above all else.10 The family suffers for their desire of a middle-class lifestyle, punished for the sins of a man consumed by greed and wealth.11

The remake ignores the human element of greed and capitalism. The Bowens house is also part of a subdivision built over a graveyard, but that information is shared casually at a dinner party and not by anyone associated with the subdivision’s construction. Steve berates his boss for the company’s actions but nothing like that occurs in the remake and no one is held responsible. Just as the significance of the neighborhood itself is downplayed, so is the greedy capitalism that is directly responsible for the predicament the Bowens are in. The end result is a contemporary horror film that introduces a family in economic distress and, unlike the film it is reimagining, subsequently puts class anxiety at the periphery. You would never be able to watch this film and determine what society’s major dilemmas were in 2015.

Whose Neighborhood Is It?

While there is no longer an absence of black people in Hollywood, they are seen in limited numbers and only in certain films.12 They are also rarely the lead in a horror film, which is one of the main reasons Peele made Get Out, to give black people a hero.13 Whiteness is pervasive in Hollywood and is especially prevalent in contemporary mainstream cinema.14 When people of color are in a horror film, they are either the thing that horrifies or victims of the thing that horrifies.15 That or they are relegated to a minor and mostly insignificant role, as in both Poltergeist versions.

The original Poltergeist positions white people as insiders and people of color as outsiders, which is often the norm in horror films. People of color often don’t figure into horror films with a non-urban setting.16 All of Steve’s friends are white and no person of color is ever portrayed as living in the Freeling’s neighborhood. The one person of color with a major speaking role is Ryan (Richard Lawson), who is a member of the team of paranormal investigators. It feels like the filmmakers wanted to give a minor role to a person of color, a token black character. Ryan doesn’t get anything to do other than help white characters, which is typical for a person of color in a 1980s horror film.17 He is a harmless outsider who is only around to help other people get Carol Anne back.

On the other hand, there are a few people of color with tiny roles in the original Poltergeist who are depicted as being more sinister than Ryan. They are workers on a construction crew building the new backyard pool, outsiders who only work for the Freelings and do not live in the area. As Kellner puts it, these men are “dark-skinned ethnic types, somewhat uncouth and vaguely threatening”.18 They are only in a few scenes early on, but they are portrayed as a danger to the family and the home, people that frighten white families living in the suburbs. In one instance the danger is sexual as two of them stare inappropriately at Dana, a teenager. In the other moment of potential danger one of them tries to steal coffee and food from the kitchen counter by reaching through a window. Diane admonishes him and makes it clear that he has no place inside the home. The workers never actually set foot in the house. Goodness then is represented by the white middle-class family, while otherness is represented by people of color. This plays on the fear that a racial invasion will destroy the suburban middle-class utopia.19

In the remake nothing much has changed. The Bowens are not building a pool so there are no men working in their backyard. Their neighborhood is just as white as the Freelings though and not a single person of color is shown as living in their subdivision. When the Bowens attend a dinner party with several other couples, everyone is white. As Means Coleman explains, exclusion is the most common form of racial stereotyping.20 People of color do not live in the suburban neighborhoods of Poltergeist and its remake, and whiteness remains the norm in the suburbs.

The one person of color with a speaking role in the remake is Sophie (Susan Heyward). Like Ryan, Sophie is part of the team of paranormal investigators attempting to help the family get their daughter back. She is an outsider who only enters the neighborhood to support the Bowens. Like Ryan, Sophie exists only to help the white family and isn’t given much else to do. Ryan and Sophie are token minority characters, or what Sharon Willis calls a “guest figure”. They are people of color who have clearly pursued white goals (education and hard work) and attained professional status and are around to “facilitate representations of an inclusive model of assimilation”.21 Their presence on a team of university researchers is supposed to achieve just the opposite of what it does, which is call attention to the fact that people of color only enter the suburbs to help a white middle-class family (and, in the case of the original, antagonize it). They are outsiders who are excluded from the American dream.

Do You Need My Help?

Initially it seems like Diane will be a stereotypical female character. It’s 1982, and dad goes to work while mom stays home with the kids. Dad watches football and drinks with his buddies while mom comforts a distraught child and tucks the kids into bed. Eventually dad will probably save the day. That is not how things play out, and Diane is not a damsel in distress waiting to be helped by a man. Diane takes center stage along with two other women: Dr. Lesh (Beatrice Straight) and Tangina (Zelda Rubinstein). The former leads the team of paranormal investigators while the latter is the spiritualist who figures out how to reach Carol Anne in the spirit world. The trio of women do not rely on men to bring Carol Anne home safely.

While Steve and Diane are on the same page and quickly seek help rather than deny what is going on in their home, it is women who control the discourse and events.22 Dr. Lesh is accompanied by two male techs but she is clearly in charge and leads the investigation into Carol Anne’s disappearance. The techs are there only to set up equipment and support Dr. Lesh. Later she secures the help of Tangina, a spiritualist who has a lot of answers and explains exactly what is going on with Carol Anne. As the three women take the lead in the rescue operation, “the adult males – Steve and Dr. Lesh’s two techs – are shunted aside”.23

Steve, in fact, spends most of his time standing around watching, something women are typically asked to do in films while the male hero saves the day. He is a marginal figure, all but helpless as he looks on from the sidelines.24 When the final rescue commences Diane is the one who embarks on a dangerous journey to the spirit world, finds Carol Anne, and brings her back home safely. Steve, meanwhile, passively watches her and the other women confront the supernatural.25 The women have more power than the men and take charge when it comes to identifying the problem and resolving it. Steve isn’t hapless so much as he is content to hover in the background and cede authority to those with more knowledge and capability.

Despite the passage of three decades, Amy is a regressive character. The Poltergeist remake clings to outdated notions of gender roles and responsibilities, relegating Amy to the sidelines and diminishing Dr. Powell (Jane Adams) by subjecting her to lecherous comments from Carrigan (Jared Harris), who replaces Tangina as the character with knowledge of the spirit world and its desires. Women are not nearly as powerful as they are in the original, and whereas the men were given little to do during the rescue operation, in the remake Amy and Dr. Powell take a back seat. It is the inverse of how Clover describes the men in the original, as sitting in darkness in the sides and corners of the room.26

Yet another example of a frustrating trend in Hollywood films, DeWitt’s Amy is a thankless, one-dimensional wife role whose identity is completely defined by being a wife and mother.27 She is given nothing remotely interesting to do and exists only in relation to Eric. While he has scenes apart from her, like when he shops at a home improvement store, Amy is rarely if ever separate from Eric. She doesn’t exist outside of the home and her value is determined by her relationship with her husband.28 Just as bad is the fact that Eric controls whether or not Amy works outside the home and balks when she expresses the desire to get a job.

While the original Poltergeist features Diane, Dr. Lesh, and Tangina leading the preparation and execution of Carol Anne’s rescue, the women in the remake are pushed to the side. Instead of Amy going into the spirit world to rescue her daughter as Diane does, it is Griffin who saves Madison. Amy isn’t an active character and stands off to the side of Eric as the rescue takes place. Also, Dr. Powell is a more passive character than Dr. Lesh as Carrigan takes over the rescue operation. The two used to be married and Dr. Powell is subjected to demeaning jokes from a boorish Carrigan, who is introduced as an arrogant jerk but is eventually redeemed by heroic behavior that is performed by women in the original.

1982 vs. 2015

As Kellner makes clear, the original Poltergeist is a flawed film. It contains ideological contradictions as it celebrates middle-class institutions and values while characters search for salvation from spiritualism.29 It suggests that nothing beats living in the suburbs with your spouse and children, but look elsewhere when the going gets tough. Muir describes the film as a prime example of having your cake while eating it too. On the one hand, the Freelings are living the American dream and a Yuppie lifestyle is shown to be a good one. On the other hand, there’s a price to be paid for this idyllic life, which the family finds out the hard way.30 The film’s family values are undeniably conservative, and the Freelings are absolved of all wrongdoing as Steve’s boss and company are entirely at fault. That said, Kellner praises it for at least attempting to showcase “the fears, hopes, and fantasies of the new affluent suburban middle class”.31

The same cannot be said of the remake. It goes out of its way to be apolitical and has nothing to say about middle-class anxieties. Even worse is the way it sidelines women and features a male protagonist who prevents his wife from working. It eliminates elements that make the original interesting and fails to comment on societal or cultural concerns or life in contemporary America. It drops the politics and runs more than 15 minutes shorter than its inspiration, leaving viewers with the feeling that its only aim is to provide a few rote scares as quickly as possible before sending them on their way.

Notes

1 Kendall R. Phillips, Projected Fears: Horror Films and American Culture, (Westport: Praeger, 2005), 22.

2 Michael Ryan and Douglas Kellner, Camera Politica: The Politics and Ideology of Contemporary Hollywood Film (Bloomington and Indianapolis: Indiana University Press, 1988), 169.

3 Christopher Vander Kaay and Kathleen Fernandez-Vander Kaay, The Anatomy of Fear: Conservations with Cult Horror and Science-Fiction Filmmakers (Bedford: NorLightsPress, 2014), 36.

4 Robin R. Means Coleman, Horror Noire: Blacks in American Horror Films from the 1890s to Present, (Abingdon: Routledge, 2011), xix.

5 Douglas Kellner, “Poltergeists, Gender, and Class in the Age of Reagan and Bush,” in The Hidden Foundation: Cinema and the Question of Class, ed. David E. James and Rick Berg, (Minneapolis: University of Minnesota Press, 1996), 220.

6 Means Coleman, Horror Noire, 6.

7 Kellner, “Poltergeists, Gender, and Class in the Age of Reagan and Bush,” 221.

8 Alana Semuels, “For Some Americans, the Housing Crisis Isn’t Over,” The Atlantic, November 2, 2015, accessed May 9, 2017, https://www.theatlantic.com/business/archive/2015/11/foreclosures-negative-equity/413473/.

9 Douglas Kellner, Media Culture: Cultural Studies, Identity, and Politics Between the Modern and the Post-modern, (Routledge, 1994), 131.

10 Kellner, “Poltergeists, Gender, and Class in the Age of Reagan and Bush,” 227.

11 Muir, Horror Films of the 1980s, 13.

12 Means Coleman, Horror Noire, xi.

13 Butler, “Jordan Peele Made a Woke Horror Film.”

14 Daniel Bernardi, “Introduction: Race and Contemporary Hollywood Cinema,” in The Persistence of Whiteness: Race and Contemporary Hollywood Cinema, ed. Daniel Bernardi, (Abingdon: Routledge, 2007), xv.

15 Means Coleman, Horror Noire, 8.

16 Means Coleman, Horror Noire, 146.

17 Means Coleman, Horror Noire, 150.

18 Kellner, “Poltergeists, Gender, and Class in the Age of Reagan and Bush,” 227.

19 Kellner, “Poltergeists, Gender, and Class in the Age of Reagan and Bush,” 227-228.

20 Means Coleman, Horror Noire, 167.

21 Dale Hudson, “Vampires of Color and the Performances of Multicultural Whiteness,” The Persistence of Whiteness: Race and Contemporary Hollywood Cinema, ed. Daniel Bernardi, (Abingdon: Routledge, 2007), 148.

22 Kellner, “Poltergeists, Gender, and Class in the Age of Reagan and Bush,” 231.

23 Carol Clover, Men, Women, and Chainsaws: Gender in the Modern Horror Film, (Princeton: Princeton University Press, 1992), 74.

24 Kellner, “Poltergeists, Gender, and Class in the Age of Reagan and Bush,” 231.

25 Clover, Men, Women, and Chainsaws, 86.

26 Clover, Men, Women, and Chainsaws, 74.

27 Olivia Truffaut-Wong, “The Wife Role in Sully is the Latest Example of One of Hollywood’s Most Frustrating Trends,” Bustle, September 16, 2016, accessed March 22, 2017, https://www.bustle.com/articles/182989-the-wife-role-in-sully-is-the-latest-example-of-one-of-hollywoods-most-frustrating-trends.

28 Brent Lang, “Study Finds Fewer Lead Roles for Women in Hollywood,” Variety, February 9, 2015, accessed March 22, 2017, http://variety.com/2015/film/news/women-lead-roles-in-movies-study-hunger-games-gone-girl-1201429016/.

29 Kellner, “Poltergeists, Gender, and Class in the Age of Reagan and Bush,” 230.

30 Muir, Horror Films of the 1980s, 12.

31 Kellner, “Poltergeists, Gender, and Class in the Age of Reagan and Bush,” 230.

Notes on Contributor

Paul Doro’s interviews, reviews, and feature stories have appeared in the Milwaukee Journal Sentinel, Creative Screenwriting, Urban Milwaukee, OnMilwaukee.com, Shock Till You Drop, and Wicked Horror. He is enrolled as a PhD student in English – Media, Cinema, and Digital Studies at the University of Wisconsin-Milwaukee. He has presented at the Film & History Conference and the Southwest Pop and American Culture Association.

Bibliography

Bernardi, Daniel. “Introduction: Race and Contemporary Hollywood Cinema.” The Persistence of Whiteness: Race and Contemporary Hollywood Cinema, edited by Daniel Bernardi, xv-xxv. Abingdon: Routledge, 2007.

Butler, Bethonie. “Jordan Peele Made a Woke Horror Film.” The Washington Post, February 23, 2017. Accessed March 22, 2017. https://www.washingtonpost.com/lifestyle/style/jordan-peele-made-a-woke-horror-film/2017/02/22/5162f21e-f549-11e6-a9b0-ecee7ce475fc_story.html?utm_term=.077ecac876ac

Clover, Carol J. Men, Women, and Chainsaws: Gender in the Modern Horror Film. Princeton: Princeton University Press, 1992.

Hudson, Dale. “Vampires of Color and the Performances of Multicultural Whiteness.” The Persistence of Whiteness: Race and Contemporary Hollywood Cinema, edited by Daniel Bernardi, 127-156. Abingdon: Routledge, 2007.

Kellner, Douglas. “Poltergeists, Gender, and Class in the Age of Reagan and Bush.” The Hidden Foundation: Cinema and the Question of Class, edited by David E. James and Rick Berg, 217-239. Minneapolis: University of Minnesota Press, 1996.

Lang, Brent. “Study Finds Fewer Lead Roles for Women in Hollywood.” Variety, February 9, 2015. Accessed March 22, 2017. http://variety.com/2015/film/news/women-lead-roles-in-movies-study-hunger-games-gone-girl-1201429016/

Means Coleman, Robin R. Horror Noire: Blacks in American Horror Films from the 1890s to Present. Abingdon: Routledge, 2011.

Muir, John Kenneth. Horror Films of the 1980s, vols. 1 and 2. Jefferson: McFarland & Company, Inc., 2007.

Phillips, Kendall R. Projected Fears: Horror Films and American Culture. Westport: Praeger, 2005.

Ryan, Michael and Kellner, Douglas. Camera Politica: The Politics and Ideology of Contemporary Hollywood Film. Bloomington and Indianapolis: Indiana University Press, 1988.

Semuels, Alana. “For Some Americans, the Housing Crisis Isn’t Over.” The Atlantic, November 2, 2015. Accessed May 9, 2017. https://www.theatlantic.com/business/archive/2015/11/foreclosures-negative-equity/413473/

Truffaut-Wong, Olivia. “The Wife Role in Sully is the Latest Example of One of Hollywood’s Most Frustrating Trends.” Bustle, September 16, 2016. Accessed March 22, 2017. https://www.bustle.com/articles/182989-the-wife-role-in-sully-is-the-latest-example-of-one-of-hollywoods-most-frustrating-trends

Vander Kaay, Christopher and Fernandez-Vander Kaay, Kathleen. The Anatomy of Fear: Conservations with Cult Horror and Science-Fiction Filmmakers. Bedford: NorLightsPress, 2014.

Filmography

Get Out (Jordan Peele, 2017).

Poltergeist (Tobe Hooper, 1982).

Poltergeist (Gil Kenan, 2015).

Poltergeist II: The Other Side (Brian Gibson, 1986).

Reading The Scream in Berberian Sound Studio and the films of Peter Strickland

In a previously published chapter The Scream in Visual Culture: The Scream as Fearful Response[1] I observed that images of screaming proliferate in 20th century visual and auditory culture, in painting and film, sound recording and music, and suggested that screaming is an impulsive, immediate and spontaneous response to physical and psychological cruelty and suffering as well as to traumatic or ecstatic human experience. However, screaming is not just an individual, automatic response to personal suffering, fright, joy etc. but when meted out abundantly in culture through images and other forms of representation, screamers and screaming become universal or collective responses to the multiple crises and traumas of the era, and a synonym for both the cruel individual and collective human experience of the 20th century.

The Human Scream is at the hub of our understanding of the 20th century. It resounds and echoes across the era, across the scope of historical and cultural experience – a universal response wholly apposite to the social, economic and political cruelties, architectures, changes and historical traumas of the era.[2]

In 20th century culture there is an abundance of screams and screamers. Consider, for instance, the paintings of the Irish artist Francis Bacon, whose images of boxed-in, silent screamers, resonate iconographically in English director and sound artist/designer Peter Strickland’s film Berberian Sound Studio (2012) in which again we are shown images of screaming bodies enclosed within the sound booths of the studio (Figure 1) or the agonised scream which emits from ‘Mouth’ (a disembodied mouth hanging in a void of darkness) in the avant-garde Irish writer, novelist and dramatist Samuel Beckett’s monologue Not I (1973), or the fractured voices, screams and glossolalia[3] of surrealist, writer and dramatist Antonin Artaud’s final (censored and therefore silenced) recorded work for radio, To Have Done With The Judgement of God (1947); his final apocalyptic attempt to realise a ‘Theatre of  Cruelty’[4]. Both Beckett and Artaud will later help frame a discussion of the scream in Strickland’s work where they have an emphatic presence.

Of course the scream is not the sole possession of the avant-garde and the experimental. It is also part of the furniture of popular cinema, particularly horror cinema: an integral part of its apparatus and ornamentation – a narrative reaction to something horrifying or monstrous: the slashing blade of a serial killer, a giant monster rampaging across a sprawling urban metropolis; a sudden confrontation with the undead. It has a narrative function, telling the audience where and when to be afraid, an indicator as to the climax of a frightening sequence and an instance of catharsis and release.  It mediates our reaction to the terrifying scenario before us.  In considering the scream as part of the furniture of popular cinema, we may note here the ubiquity of both the “Wilhelm Scream” (which Professor Benjamin Wright notes has six variants) and the “Howie Scream”—two stock sound affects which have reverberated across movies since the early 1950s and the early 1980s respectively. In discussing the Wilhelm scream Wright observes:

Among the dense layers of sound effects, music and dialogue of the films is a stock sound affect that has transcended its status as a relic of old Hollywood to become a fixture of contemporary cinema…the Wilhelm scream.[5]

Furthermore, he observes the Wilhelm scream’s first use in the western Distant Drums (Raoul Walsh, USA, 1951,) and its much later use in films such as Return of the Jedi (Richard Marquand, USA, 1983):

As a sonic signature, the Wilhelm shriek binds together decades of film sound history…Wilhelm is both a paean to the studio era and a testament to the art of sound editing.[6]

The Wilhelm and Howie screams are fixed responses, fixed points across a variety of genres and cinematic forms.  The same two screams have also, at the same time, been heard across a variety of contexts, their meaning and signification changing according to scenario. Sonically, the scream remains the same. However, as Wright suggests, “a scream by any other name is just a scream”[7], but no one scream is ever the same; they differ in tone, pitch, frequency, urgency, volume and duration, and are formed in relation to the experience they respond to. Screams are responses which resist, replace and displace reasoned and articulate expression, certainly this is the case in both the works of both Artaud and Beckett.

Peter Strickland is a contemporary director and sound artist/designer whose work re-interrogates this 20th century cultural and cinematic phenomenon of the scream from a 21st century perspective. In Strickland’s films the scream is post-modern: reimagined, recast, deconstructed and re-mediated via a set of diegetic and non-diegetic devices, which forcefully separate the scream from the screamer, who is left as an inert, catatonic presence. This article seeks not only to discuss the role and presence of the scream in Strickland’s cinema but also to recognise the influence of the Irish dramatist and writer Samuel Beckett and the dissident surrealist and founder of the Theatre of Cruelty, Antonin Artaud within Strickland’s cinema. For both, the act and representation of screaming is bound up closely with cruelty (an ambiguous and multivalent term within their writing, drama and imagery), space, dis-embodiment, the search for and evanescence of personal subjectivity, and identity.

***

Strickland’s first major film Katalin Varga (2009) is the story of Katalin, the eponymous Romanian-Hungarian woman who is ostracised by her husband and community when it is revealed she has been raped and the parentage of her young son, Orbán, is called into question. She sets off on a doomed, picaresque journey, by horse and cart across the landscape of the Carpathian Mountains in order to confront her rapist (this doom-laden quest bears the influence of Thomas Hardy in the bleakness of its representation of rural life and landscape). Her quest takes her through violent, rural communities to the heart of his family home, where we learn that he is apparently not a monster but a loving and remorseful family man. The Scream presented in Katalin Varga is prophetic of the trauma to come and haunts the soundtrack, or soundscape, of the film. It takes the form of non-diegetic ghostly, reverberating, distant howls, moans and screams, layered one on top of the other, a harmony of choral voices and electronic sound. The Scream occurs as she and Orbán cross the landscape, blowing across the surface of both the landscape and the film itself like the wind, turning it into a haunted space. In his review in The Independent, critic Jonathan Romney observed:

The film’s most overly offbeat aspect is its soundtrack, with an other-worldly score, part choral, part electronic, by Steven Stapleton and Geoff Cox, and a genuinely enigmatic sound design: the climactic tragedy is announced, unnervingly, by an insistent tapping, as if the local woodpeckers are getting restless.[8]

However, the scream embedded into the film’s soundtrack starkly contrasts with the long periods of silence, as well as with the seeming inertia of the film’s characters. Scholar Jean Martin observes of Strickland’s films that “Strickland doesn’t put dialogue at the centre of his films. This creates space for the audio—visual elements”.[9] One of the distinctive aspects of Strickland’s work is the way in which diegetic sounds are pushed high in the sound mix, amplified and intensified, almost to the point becoming part of, if not the non-diegetic soundtrack. In Katalin Varga, the abstract sounds of the landscape replace conventional soundtrack music, and the layered textures of the scream ironically confer upon it a musicality. The emphatic presence of diegetic sound is also central to Strickland’s next film Berberian Sound Studio. Jean Martin, in his article “Landscape, Soundscape, Taskscape in the films The Hurt Locker (2008), Katalin Varga (2009)” makes a number of salient observations, suggesting that:

The composers Geoffrey Cox and Steven Stapleton succeed in metaphorically evoking Katalin’s inner world of thoughts and emotions through electroacoustic soundscapes. Often these scenes are acoustically set in a bath of strongly manipulated voice drones. The large, but slightly dark, sonic space is a symbol for Katalin’s mental state, which has been darkened through the traumatic experience of her rape as a young woman… This inner sonic space of Katalin is occasionally inhabited by her voice: she whispers fragments of an inner monologue. This enormous soundscape in surround, a metaphor for Katalin’s dreams and hopes, collapses abruptly into mono, when Katalin is catapulted back into the film reality… A good example for the metaphorical use of a sound is an open fire during a rural dance party. Music and other location sounds fade away until we can only hear the intense cracking of the burning wood over the now familiar spheric electronic sounds as a metaphor for Katalin’s tension and turmoil.[10]

Katalin’s traumatised and hushed fragmentary inner dialogue reflects the textual presence of Samuel Beckett whose dramatic writing, particularly, in his later, shorter dramas (from the mid 1960s)  deals with the inner monologue of the characters and its traumatised, verbal articulation. In Katalin Varga, Katalin’s moment of traumatised verbal exposition occurs when she reveals, in monologue (a la Beckett), the experience of her rape to her unwitting rapist and his wife when out rowing,  a scene which will eventually lead to the wife’s suicide and to her own final, sudden, brutal murder.

Screaming is a psychologically, emotionally and physically exhausting act. In Beckett’s dramatic monologue Not I, each piercing and painful scream emitted by ‘Mouth’ is in response to her failed attempt to rationalise and articulate the traumatic events of her existence, and to reclaim some her own evanescing subjectivity. In this monologue a disembodied ‘Mouth’, lacking any other physical form, hangs in an empty void of darkness. Identity is tied to physical presence and the inability to realise and recognise personal subjectivity leads to a complete erasure of the self. Each scream is met with, that most Beckettian of tropes, the anguished pause. In Breath (1969), a 25-second-long piece, a single disembodied cry is followed by the inhalation and exhalation of breath echoing across a stage strewn with rubbish.

Strickland’s three major films to date[11], in particular Berberian Sound Studio, explore not only the scream and its containment but also the detritus of that scream: silence. Berberian Sound Studio we follow Gilderoy, an unassuming and withdrawn sound engineer as he travels to an Italian sound studio from his home in Dorking, fresh from mixing the sound for a nature documentary about his native Box Hill, to do post-production work on a film called The Equestrian Vortex. He wrongly assumes this to be a film about horses, where in fact the Mephistophelian (Satanic imagery pervades the film) production supervisor Francesco, informs him, on arrival, that it’s a violent Giallo horror film about the revenge of a group of undead witches, featuring graphic depictions of human torture and sadistic cruelty (hair wrenching, mutilation and sexual violation with a red-hot poker).

During the film the scream is trapped and contained via the medium of tape[12] while the screamers are encased within their sound booths, open mouthed, screaming but silent (as if anguished by the very act of having their scream torn from them). Like the suggested, but unseen, red hot poker within the film’s meta narrative, disembodied screams perforate, rip and penetrate the fabric of the film and they echo across the ‘haunted’ spaces: the studio at the centre of the film as well as the “film within a film”(“The Equestrian Vortex), at the centre of the narrative. Screams are part of the architecture of this film, and depictions of evanescence, decay and putrification proliferate across the films as the camera lingers over images of vegetables left to rot after being discarded from the Foley desk where they have been used to create the sound effects to images of torture and suffering.

bbs1

Figure 1: a screamer in Berberian Sound Studio,  bearing resemblance to the images of screaming in the paintings of  Francis Bacon

In The Duke of Burgundy, a film which centres around the co-dependent, BDSM, relationship of a Lepidopterist and her housemaid, the scream manifests itself as the synthesised pitch of a cricket moth (a sound usually inaudible to the human ear). In one key sequence during the lecture given by Cynthia (Sidse Babett Knudsen), she identifies the pitch (scream) as a maker of identity and subjectivity. The pitch, modulated and synthesised, for human aural consumption, plays both diegetically and non-diegetically across the film as the camera pans across an inert and impassive female audience (among whom are placed mannequins both in homage to Fassbinder’s film, The Bitter Tears of Petra Von Kant, (1972) a similar tale of a co-dependent female sexual relationship), and as meta-textual objects of power and control.[13] In Katalin Varga, the scream emerges as an extra-diegetic howl which echoes across the surface of the film as Katalin and her son travel, by cart, across the desiccated Carpathian landscape. In all three films, the scream emits from both within the diegesis and is imposed on top of it. Technology is used to control and contort its pitch, volume, direction. If the scream is an automatic and instinctual response, here, in Strickland’s films, it is also artificially controlled, synthesised and manipulated.

***

Jean Martin has broken critical ground on the cinema of Peter Strickland. In discussing the innovative nature of Strickland’s films, Strickland’s work as a sound artist and the individual soundscapes/soundtracks used in the three films, Martin observes:

Strickland’s audio-visual aesthetic emerges from his choice of topics and the way he tells stories in his films. He deals with complex ideas and the emotional effects on the protagonists, for example injustice, revenge, freedom, power, love and fear, or the nature of repetition. Strickland is not interested in action. Instead he creates audio-visual tableaux, where a situation and protagonist’s mood is shown almost out of time. He creates space and time for these situations, using strong images, for example mysterious forest borders in dim light, accompanied by long, complex musical drones or ambient music.[14]

In Peter Strickland’s films the scream does not simply function as a piece of cinematic horror furniture. In fact his films show an ambiguous relationship to the genre. They certainly appropriate horrific imagery, tropes and motifs, moments of cruelty and sadism (both consensual and non-consensual) but they also refer back to a set of art-cult texts (see below), deliberately problematising the issue of genre. In his films, the scream is unpacked and interrogated as an expression of human trauma, as a main component of horror cinema. This is particularly true in Berberian Sound Studio for its abstract, sonic nature and musicality.  Here the scream draws together two seemingly opposite traditions: the popular (and cult) with the experimental and avant-garde where in both, as I have already discussed, it has a clear presence. Strickland’s films exist at the intersection of art and exploitation cinema[15], as do many of his cinematic points of reference.

Furthermore, the narratives and mise-en-scène of these films also exist in a vacuum: temporally displaced and locked ‘out of time’. In Berberian Sound Studio, the close-ups of antiquated sound-mixing equipment and tape recorders as well as its narrative that revolves around the sound editing and post production of a violent Italian Giallo horror film could suggest that the film is narratively located in the 1970s. The film, like the studio itself, is a hermetically sealed and haunted space; the scream here is a ghostly presence which reverberates across it signifying something both present and absent.

Katalin Varga also feels disconnected from any contemporary setting. Its rural location and setting anchors it to numerous cinematic and artistic traditions, including that of folk horror cinema. The film’s soundscape is suggestive of a ghostly, haunted landscape. The rural setting and landscape, this author argues, is also indicative of a traumatised post-communist Romania still locked in the past, unable to fully catch up with the present. The film’s seeming location in the past is also re-enforced by the reference to 19th century European realist painting[16] as well as the use of Caravaggesque[17] interior lighting and chiaroscuro.

In The Duke of Burgundy, the enclosed female world of the film is stylistically located within the milieu of both the 1970s European female melodrama and erotic exploitation film. In an interview, Strickland cited the influence of both Rainer Werner Fassbinder and Jess Franco’s A Virgin Among the Living Dead (1973). Strickland’s film, offers the viewer a set of composed tableaux (owing as much in this respect to Kubrick as Fassbinder and Franco). Furthermore, Beckett’s presence is felt here too. Cynthia’s daily routine of ablutions recalls that of Winnie in Happy Days (1961) (as she, buried up to her waste in sand, unpacks her toothbrush and other items to begin ‘another happy day.’) Like Winnie, Waiting for Godot’s (1949) Vladimir and Estragon, Krapp (Krapp’s Last Tape 1958) and other Beckett characters, both women at the heart of the film are locked in a cyclical relationship and narrative: the film ends as it begins.

Strickland’s films anticipate the current zeitgeist in contemporary horror cinema in which narratives, particularly post-modern narratives, reference and pay homage to a set of European and American cinematic horror as well as cult-horror traditions, and which are temporally dislocated and ambiguous: David Robert Mitchell’s It Follows (2014), Anna Biller’s The Love Witch (2016) or Carol Morley’s Ken Russell-esque The Falling (2014), are all examples of this trend in which the worlds of the films stylistically and deliberately reference the cinematic style of the past, but remain hermetically sealed off from both past and present (or become a space in which the two collide). The Love Witch, for instance, homages the European erotic exploitation cinema of the late 1960s and 1970 in its overall style, performance, colour scheme and mise-en-scène. In interviews Biller has cited a range of diverse sources as points of reference including not only Russ Meyer, Mario Bava and Jess Franco, but also Pier Paolo Pasolini and Michael Powell.[18] Yet in the film, characters anachronistically use modern day mobile phones.

However locating Strickland as part of this new wave of directors—whose work seeks to locate itself within a milieu of cult art and exploitation cinema—is to an extent somewhat problematic, given that his films engage with the horror genre as part of a much wider matrix of experimental and cultural influences and points of reference (see below).  If directors such as Ben Wheatley explicitly set out to homage the horror tropes of British cinema, or Nicolas Winding Refn, with a film such as The Neon Demon (2016) which appropriates the Gialli style by hybridising it with more than a touch of Stanley Kubrick and Ken Russell, then Strickland’s work aims to meta-textually deconstruct and interrogate the mechanics and apparatus of this cinema rather than simply homage. His films inhabit a niche network of cultural texts in which screaming and the scream itself are central. In these texts, screams are not simply part of the narrative furniture, they are the central drive of the film frequently displacing and replacing the narrative. Strickland consciously appropriates a visual intellectual avant-garde tradition of the mid 20th century in which the scream negotiates debates over disembodiment, identity and subjectivity.

Ben Wheatley’s A Field In England (2014) provides an interesting point of contemporary comparison in its rendering of the scream. Alchemist’s assistant Whitehead (Reece Shearsmith), is tortured off-screen by rival alchemist O’Neill (Michael Smiley). From within the tent we hear a prolonged ear splitting scream followed by silence during which Whitehead emerges from the tent, tethered by a long rope, catatonic, and with a terrifying grin on his face. Here again the scream is contrasted with a painful silence, and furthermore the image of Whitehead tied to a rope being led by O’Neill arguably recalls the image of master/slave Pozzo and Lucky in Beckett’s seminal drama of the absurd Waiting For Godot. Wheatley’s film recalls imagery from Waiting for Godot on several occasions. Given Strickland’s own concern within Beckettian imagery and the themes of circularity, repetition, physical containment this is particular relevant, as I shall discuss with reference to the The Duke of Burgundy. We may hypothesise that 21st century horror cinema is more and more looking to the absurd and to the ‘horrific’ imagery inherent in Beckett’s work as a point of reference.

***

Turning now to a fuller discussion of the film Berberian Sound Studio, it is firstly worth noting that in an interview with Cinema-Scope[19] Strickland has acknowledged a wider set of somewhat esoteric and experimental influences over his approach to sound, voice—and therefore the scream—in film; the 20th century post-modernist sound artist and mezzo-soprano Cathy Berberian and her work with Luciano Berio; Delia Derbyshire and the BBC Radiophonic Orchestra; the composers Karlheinz Stockhausen and Kristof Penderecki (whose De natura sonoris No. 1 (1966) also featured prominently as part of the soundtrack to Stanley Kubrick’s The Shining); free jazz and Musique concrète.

In this interview Strickland discusses the relevance of Berberian to his work and acknowledges the crossover between the experimental sound art of 1970s and the world of the exploitation film:

You could find links between them at somewhere like the Studio di Fonologia, which was Luciano Berio’s studio in Milan. He was also the husband of Cathy Berberian, and part of what sparked all the whole film was my listening to “Visage,” a track they did together in 1961. It’s about 20 minutes of howling and just sounds very possessed. It was never in a horror film, but I got to thinking, what if it was? I was also thinking of people like Bruno Maderna, who was hanging out with John Cage and Luigi Nono but also doing soundtracks to things like Death Laid an Egg (1968). Or even Ennio Morricone, who was part of the Gruppo di Improvvisazione di Nuova Consonanza, which was like the Italian version of AMM [a long-lived British free improvisation group]. So you had this weird connection between the high art, academic or experimental music, and exploitation soundtracks.[20]

Visage is a piece comprised of glossolalia, howls, and screams overlaying a ghostly emptiness influenced directly by the later recorded work of Antonin Artaud, notably his final work To Have Done with The Judgement of God (1947), which is an apocalyptic and fragmentary recording for radio where the voice is interspersed with guttural cries, piercing shrieks and screams, glossailia and bruitages. At one point in Berberian Sound Studio, we see and hear one of the female voice artists vocalising a barrage of abstract noises, howls and shrieks, in the manner of both Berberian and Artaud. It can be argued that in this shot Strickland writes Berberian herself into the film.

Artaud intended to use the recording and the medium of radio to invade the private space of the listener at home. It was the final act in an ongoing project for the Theatre of Cruelty. In his first manifesto for the Theatre of Cruelty Artaud stated:

There can be no spectacle without an element of cruelty. In our present degenerative state metapsychics must be made to enter the mind through the body.[21]

Artaud’s biographer Stephen Barber describes Artaud’s radio recording thus:

Artaud’s final recording is a polyphony of screams and language, of assonant and obtuse rhythms, of insurgent elements of chance, and of outbursts of a black, apocalyptic laughter which mocks religion…The Scream is at the core of Artaud’s recording: it emerges from, projects and visualises the body. In the space of the recording the interaction between Artaud’s scream and the silences which surround it work to generate a volatile and tactile material of sound, image and absence.[22]

If we are to consider the term ‘haunted’ a la Derrida (in his discussion of Hauntology, Derrida understands the haunting as something that is both present and absent) the recorded scream may fit this description. Artaud’s recording is a haunted space in which the scream is captured, disembodied from the screamer, and yet simultaneously set free. The scream, usually a reaction to cruelty, becomes part of the mechanics of cruelty.

We may add to this confluence of influence the work of television writer Nigel Kneale and director Jerzy Skolimowski and their experimental horror TV drama The Stone Tape (Kneale, 1975), and horror film The Shout (Skolimoski, 1978). In Nigel Kneale’s 1972 teleplay The Stone Tape (directed by Hammer stalwart Peter Sasdy), written for the BBC’s seasonal, annual, Ghost Stories for Christmas, the screaming apparition of a Victorian chambermaid reveals itself atop a set of stairs (which lead nowhere), to an electronics research group exploring new ways of recording sound (in the hope it will give them the lead over their Japanese competition). The ghoulish vision appears as a recorded (televisual) image superimposed upon the space around it like some indistinct, unstable signal from the past, both present and absent, and looped ad infinitum. The narrative reveals that in fact this vision is a recording of a terrifying past event embedded in the very stone of the old castle’s walls. In 2015 Strickland produced a radio adaptation of The Stone Tape, using new recording techniques and innovative binaural sound. By doing so, it not only acknowledged Kneale’s influence but also added a new layer of meta-textuality; a drama about an experiment with recording that unearths a previous ‘stone’ recording, re-written and adapted for the 21st century using new innovative three-dimensional recording techniques.

Skolimowski’s The Shout, (1978) also deals with another withdrawn sound engineer and composer (John Hurt) intent on capturing the deadly aboriginal ‘terror’ shout which his mysterious guest (Alan Bates) claims to be able to unleash. Carson Lund observes:

Hurt is an independent experimental musician who is gradually shaken from his concentration by a mysterious Aboriginal brute capable of producing (with his own mouth!) a sound much purer than anything Hurt’s character has ever dreamed of. [Tony] Jones was in his early forties for Berberian Sound Studio and Hurt was in his late 30s when he shot The Shout, and together the films form a double-edged portrait of middle-aged men struggling for control—of their art, of meaning, and of themselves. Peter Strickland and Jerzy Skolimoswki’s films create deeply expressive aesthetic environments that compliment their characters’ contrasting trajectories, but in both cases, the lush visuals approximate only half the density and invention in the films’ soundtracks.[23]

Berberian Sound Studio is a complex web of converging narratives in which the line between fiction and reality becomes increasingly blurred, and the concentric narratives of the film fold into one another. In Berberian Sound Studio Gilderoy is required to mix the voices and the screams of the female voice artists (segregated from the rest of the studio in a confining sound booth) and do the foley work (smashing and attacking vegetables, sizzling oil, pulling out stems) to supply the sound effects for the gruesome and sadistic imagery on screen. The audience, however, is never privy to the imagery of The Equestrian Vortex, instead Strickland foregrounds the creation of the sound effects in the studio to create the image in our minds as the fruit and vegetables are brutally and violently violated and destroyed by the Fulci-esque foley artist, Massimo (see Figure 2).

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Figure 2: Massimo the Foley Artsist (Josef Cseres)

Confronted with the shocking violence he sees before him on the screen, his role in its perpetration, and his own isolation, Gilderoy’s identity begins to crumble and breakdown along with the identity of the film itself (in this respect Nicholas Roeg and Donald Cammell’s Performance (1970) is a clear point of reference). As the two narratives of the Berberian Sound Studio and its film within the film, The Equestrian Vortex, begin to bleed into one another. The sound studio itself becomes as a torture chamber with the producer and director, and latterly the increasingly complicit Gilderoy, as the torturers and the female voice artists their victims. The apparatus and mechanics of post-production (feedback played directly into ear pieces for instance) are used sadistically and intensively to impose the male creators will upon the female in the search for the perfect scream.

The film opens with a brief montage of imagery: film whirring through a projector, the blurred studio sign reading “Silenzio” (Figure 3) in demonic red warning letters. We first encounter Gilderoy at the beginning of the film, as he arrives at the studio. The film begins with a Beckettian exchange. He begins to ask the studio receptionist if she speaks English: “Do you speak…?” She abruptly cuts him off, “No”. This exchange is then followed by a piercing scream from the nearby studio where they are sound recording for the film. Here, the film establishes the destabilisation and displacement of rational articulation by the scream. In Beckett’s Not I,  “Mouth’s” scream punctuates a faltering and breathless attempt to express,  realise and articulate the facts of her traumatic existence and experience. Each scream is followed by the direction ‘silence.’ In Strickland’s film, the film’s narrative, and its screams, are also brutally punctuated by the shots of the studio warning lights ‘Silenzio’ (see below image.)

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Figure 3: “SILENZIO”

The titles sequence of the film locates it within the realm of horror cinema. With its blood red and black layered collage of violent occult imagery, the film homages not only 1970s European exploitation cinema but also references, aesthetically and stylistically, the title sequence of Michael Reeves’ seminal British folk horror film Witchfinder General (1968). The title sequence which opens the film, however, is that of The Equestrian Vortex.  Berberian Sound Studio has no title sequence, and the actors are not credited at this point. Hence from the very beginning of the film Strickland weaves together the film’s set of meta narratives.

Douglas Khan suggests that:

In their natural habitat screams are heard or experienced during momentous occasions: childbirth; life threatening situations (and those perceived as such); psychic or psychological torture, terror, anguish; sex expressed as pleasure or pain; the fury of an argument; the persecution and slaughter of animals. Screams demand an urgent or empathetic response and thereby create a concentrated social space bounded by their audibility… Even prolonged, agonized human screams, which press on the hearer’s consciousness convey only a limited dimension of the sufferers’ experience. It may be for this reason, that images of the human scream recur fairly often in the visual arts, which for the most part avoid depictions of auditory experience.[24]

The narrative space of cinema, by definition, cannot be a ‘natural habitat’ for the scream as within this space it is planned, strategized, calculated and carefully placed. In post-production, its intensity, range, length etc. is carefully controlled and manipulated in order to elicit a response from the viewer (empathy, terror, fright, sadness, nausea). Throughout Berberian Sound Studio we are reminded of the tension between screaming as a natural, physical, spontaneous and exhausting act and its pre-meditated implementation within the frame when at several key moments the camera fetishes and lingers over Gilderoy’s sound maps, flow charts, plans and notation. As the film progresses, and the meta narratives fold into one another, Gilderoy’s notes take on the appearance of post-modernist ‘musical’ notation, scientific notation and, significantly, occult symbols, forming themselves into satanic goat like visage (see Figure 4)

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Figure 4: Gilderoy’s satanic sound chart

Furthermore, the camera fetishes the spinning spools of tape, the sound recording equipment; the alchemist’s tools (Gilderoy has almost occult mastery and power over sound). Within the meta-textual framework of the film, these machines will later become the instruments of torture used on the female voice artists. Throughout Berberian Sound Studio, Gilderoy is presented as both an Enlightenment scientist conducting experiments with sound (see Figure 5 which draws on the work of the 18th century British artist Joseph Wright of Derby[25])  AND a black magician or alchemist with supernatural power and control of sound and voice.  At the start of the film on his meeting with production supervisor Francesco, he is beckoned into the studio and told “The world of sound awaits you… a world that requires all your magic powers”.

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Figure 5: Gilderoy, the Enlightenment Scientist / Alchemist

Later, in one of the rare instances that we leave the studio, we are shown Gilderoy hunched over a spinning tape recorder in an image that recalls Beckett’s melancholic but comic play  Krapp’s Last Tape.  In the play, Krapp, an old man on his 70th birthday, listens to recordings he has made in previous years, his memory contained within the spools of tape. Ulrika Maude writes in Beckett, Technology and The Body that,

The play’s temporal sedimentation is brought about by the manipulation of the tapes. The noises on stage mark the present tense, while the different dimensions of the past are conjured up by the recorded voice. Beckett wanted to ensure the body leaves its trace on the tape recording: he made the difference in voice quality explicit by indicating that the voice on tape should ‘clearly be Krapp’s at a much earlier time’.[26]

She cites scholar Katherine Hayles:

Katherine Hayles writes: ‘The play between the voices is an aural invitation to the audience to speculate on differences and similarities, across time and technology, even before the voices articulate words and sentences.’[27]

In Berberian Sound Studio, the image of Krapp hunched over his tape recorder is re-enacted by Gilderoy. These tapes, however, do not contain the memories of yesterday but the agonised, pained screams captured in the studio. The images of the antiquated tape recording equipment also cause the viewer to reflect upon cinematic and technological evolution, to bridge the gap between time and technology. The scream contained within displaces the Beckettian memory and its verbal, reasoned articulation (the voices contained on the tape of the younger Krapp are more articulate than his older self, who rarely speaks throughout the play other than to comically utter the word ‘Spooool’[28]), banishing it to without the tape as the camera picks up Gilderoy’s photographs pinned to the wall. Strickland uses similar imagery in The Duke of Burgundy prior to the scene in which Cynthia gives her lepidopterology lecture. Shots of Gilderoy’s hands at the mixing desk are replaced by shots of Cynthia looking into the tool of her trade, a microscope. Given the small number of films Strickland has made so far, they may be connected within an inter-textual matrix: both Hilda Petèr (Katalin Varga) and Chiara D’Anna (Evelyn in The Duke of Burgundy, Figure 6)) appear as screaming, tortured voice artists, as if Berberian Sound Studio is the point at which his first and most recent film collapse into.  Furthermore The Duke of Burgundy recalls imagery from Berberian Sound Studio, Gilderoy’s charts and sound maps are replaced by Cynthia’s butterfly charts. She too is at the centre of a struggle for power and control, but if Gilderoy by the end of the film is subsumed into it as torturer and wielder of power, then by the end of The Duke of Burgundy, conversely we are left to ask whether or not Cynthia is the one in a position of dominance in her relationship with the seemingly child-like and submissive Evelyn.

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Figure 6: Chiara D’Anna, Berberian Sound Studio

Throughout 20th and 21st century visual culture, tape has been represented as a haunted medium, prone to erosion, deterioration and evanescence, the recorded image has been equated with the ghostly and haunted (consider Hideo Nakata’s Ringu (1998). Earlier we cited the influential example of Nigel Kneale’s The Stone Tape. In Berberian Sound Studio, tape has a similar supernatural presence. In one scene Gilderoy is seen to have set up an elaborate system of connected tape recorders spooling tape around the sound booth in order to achieve the desired recording affect. As the tape spools, the image of Gilderoy appears to flicker like a deteriorating recording, a fading image (see Figure 7 ).

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Figure 7: Gilderoy appears as a recorded image

Jean Martin suggests the film’s titular studio is itself a “sterile” place, an unnatural environment or space for the scream to manifest itself. One of the most striking images is that of Gilderoy behind his mixing desk controlling and manipulating the screams of the voice actresses segregated and imprisoned in the sound booth. The musical director and the producer are perpetually unsatisfied by their efforts and  cruelly force them to repeat the act ad nauseaum.  Here Strickland’s thematic interest in power, control and subservience, later explored in The Duke of Burgundy, is apparent.  Beckett is concerned with the cruelty enacted on the performer by agents of creation and control, with the cruel processes of  theatre and bodily occupation (which is significant within the post war context of his own writing and personal experience).[29] In The Duke of Burgundy, Evelyn leaves explicit directions for how and when she is to be confined in the chest, the clothes Evelyn is to wear as they roleplay; Harold Pinter’s TV play  The Lover (ITV, 1962) I would argue is a point of reference for the sexual roleplay in the film. These explicit instructions remind us of the explicit and detailed stage directions and exertion of control that Beckett himself was famous for and which may be observed in the published notebooks and archived material at Reading University.

Furthermore cinema history is littered with male directors ‘torturing’ their female leads with endless, punishing takes:  Alfred Hitchcock and Tippi Hedren during the filming of The Birds (1963) or the alleged treatment of Shelly Duvall by Stanley Kubrick during the filming of The Shining (1980).[30] In The Voice on Film, composer Michel Chion suggests that the “screaming point, in a male-directed film, immediately poses the question of mastery, of the mastery of this scream”[31], that male directed cinema is a  “Cinema of Sadists”[32] .

In Berberian Sound Studio the previously horrified and unwilling Gilderoy, in the final act is co-opted into acts of torture within the studio (which displace the violent images of torture in The Equestrian Vortex) when as Jean Martin describes:

To generate a genuine scream in the sterile environment of a recording studio is nearly impossible, so Corragio, the director and (reluctantly) Gilderoy have to take extreme measures to make the lead actress genuinely scream, by bullying or by technical means: at some point Gilderoy feeds a distorted unpleasant sound into her earphones and increases the volume to pain levels.[33]

Chion identifies, within the cinematic space, what he calls ‘The Screaming point’:

The scream generally gushes forth from the mouth of a woman [The scream he argues is therefore gendered]…above all it must fall at an appointed spot, explode at a precise moment at the crossroads of converging  plotlines, at the end of an often convoluted trajectory but calculated to give maximum impact.[34]

In Berberian Sound Studio, Strickland problematises this idea by folding several layers of meta narrative into one another, making the  ‘screaming point’ more difficult to identify and locate. There are two narratives at work in the film which gradually fold into one another: the post production of The Equestrian Vortex and The Equestrian Vortex itself, which we, as viewers of the first narrative follow by proxy via the dialogue of the voice artists and more viscerally through the foley work. As Martin describes:

We hear the soundtrack and see the recording of new sounds. Stalks of  celery  are twisted for the sound of cracking bones, melons are smashed to represent the cracking of a human skull, and cabbage is stabbed. These acts of aggression are symbolic for the torture scenes on screen: the viewer sees fruit and vegetables, created by nature brutally destroyed. Equally, the natural human voice, spoken by female actresses, is tortured. The actresses are forced to repeat endlessly the screaming, which never satisfies the sadistic technical director.[35]

Chion, when writing about the Scream primarily is discussing Brian De Palma’s Blow Out (1981) but what he writes is nevertheless applicable to an analysis of Berberian Sound Studio

[The Scream] becomes a sort of ineffable black hole toward which there converges an entire fantastic, preposterous, extravagant mechanism – the celebration, the political crime, the sexual murder and the whole film – all this made in order to be consumed and disrupted in the unthinkableness and instantaneity of the scream. The Screaming point is a point of the unthinkable inside the thought, of the indeterminate inside the spoken, of unrepresentability inside the representable. It occupies a point in time, but has no duration within it. It suspends the time of its possible duration, it’s a rip in the fabric of time. The Scream embodies a fantasy of the auditory absolute, it is seen to saturate the soundtrack and deafen the listener. It might even be unheard by the screamer.[36]

In one sequence, the ‘screaming point’ is deliberately pushed further out of reach as the the image diminishes with each successive shot (see Figures 8,9,10). We are shown the image of a female sound artist, encased in a glass box reminiscent of the paintings of Francis Bacon, whose scream is repurposed as a ghostly electronic sound. With each successive shot, the image is pushed further back into the depth of the frame, hanging, Beckett-like, in a black void.

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Figures 8,9,10: the Diminshing Scream

The scream is more than just an instinctive physical response, it is metaphysical, it is not just a response to a cruel act but is in itself an act of cruelty in the way that it impinges on and invades the space of the listener. The scream in Berberian Sound Studio is the ‘black hole’ into which the film’s identity and Gilderoy’s identity are consumed.  The open-mouthed scream (which recalls the imagery of Beckett’s Not I) is juxtaposed with the all-consuming liquidizer on the Foley desk (Figures 11 and 12).  It vocalises the tension between the melting narratives of the film and The Equestrian Vortex, it is an agonised response to the film’s enforced separation of image whilst questioning the film’s status as a horror film.

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Figures 11 and 12: Scream and Liquidizer

In Berberian Sound Studio, the studio itself becomes an enclosed and hermetic space of displacement, convergence and evanescence; an occult space in which the scream displaces language but where it is also rent apart from the screamer and where identity and subjectivity are thrown into crisis and collapse: an architecture of cruelty.

***

Over the course of this article, I have attempted to locate Peter Strickland’s work within a complex and extensive matrix of cultural texts that hold the scream at their centre. I would like to argue that while we might suggest that Strickland and his contemporary 21st century horror directors may look back to past traditions and instances within the genre, Strickland’s work operates within a wider cultural matrix than most.  While there has been limited writing as yet around Strickland’s work, I have hoped to break new ground by recognising the presence of  both Samuel Beckett (and to a lesser extent Antonin Artaud) as a formative presence in his films. Strickland’s 21st century cinematic screams are the vacuum (or Berberian Sound Studio’s liquidizer)  into which the cultural history of the scream in both popular horror and experimental culture is pulled into, broken down and interrogated  from a post-modern 21st century perspective.

Notes

[1] Matthew Melia, “The Scream in Visual culture: The Scream as Fearful Response”  in Transforming Fear, Horror and Terror: Multidisciplinary Reflections, ed. Shona Hill and Shilinka Smith, Oxford: Inter-Disciplinary.Net Press, 2014

[2] Ibid.

[3] The reduction of language to speech like sounds, almost like speaking in tongues.

[4] Artaud’s project to disrupt western narrative theatre by creating a purely gestural theatre which would displace narrative and  attack the senses and psychology of the audience. Artaud believed spoken language and narrative was insufficient to contain and express the personal and social trauma. The first  (and only) manifesto of the Theatre of Cruelty was his staging and adaptation of    Les Cenci in Paris, 1935. Deemed a failure, he would evolve his project for a Theatre of Cruelty across a number of mediums and throughout his nine year asylum incarceration. His final audio recording To Have Done With the Judgment of God, recorded not long before his death was to be the final iteration of this project – radio he felt was the ideal medium for this project  given its reach into the home.

[5]  Benjamin Wright “Favourite Moments of Film Sound: The Wilhelm Scream” Offscreen: Vol. 11, Nos. 8-9, Aug/Sept 2007, p.1

[6] Ibid. p.3

[7] Ibid, p.1.

[8] Jonathan Romney,  “Katalin Varga, Peter Strickland, 82 mins (5)” Independent,  Saturday October 19th,  2009,   http://www.independent.co.uk/arts-entertainment/films/reviews/katalin-varga-peter-strickland-82-mins-15-1800771.html  (Last accessed: 01/05/2017)

[9] Jean Martin, “Peter Strickland’s Film Soundtracks:  A World of Dreams, Nostalgia and Fear”  Glissando (2015), Vol 26 (Soundscape), p. 160-167 (here p.5)  http://eprints.brighton.ac.uk/13872/1/Martin%20-%20Strickland_soundtracks-Glissando2015.pdf   (Last accessed:  01/05/2017)

[10] Jean  Martin, “Landscape, Soundscape and  Taskscape in the films The Hurt Locker (2008) and Katalin Varga (2009)”  The New Soundtrack, Volume 3 Issue 2, p.131,   http://www.soundbasis.eu/pdfs/Martin-Soundscape2013.pdf   (Last accessed:  01/05/2017)

[11] I am  excluding from this discussion the 2014 Bjork concert film Biophilia Live

[12] Another reference to Beckett which I will discuss in more detail later

[13] Fassbinder’s film, Strickland has admitted (in the BFI article “ Peter Strickland: Six Films that Influenced the Duke of Burgundy” (http://www.bfi.org.uk/news-opinion/news-bfi/features/peter-strickland-six-films-fed-duke-burgundy, last viewed: 14/05/2017)  was a direct influence on the plot.  Fassbinder positions these mannequins, subjects of control, across the mise-en-scene of the film, and Strickland does similar in homage. We might also note here that Beckett’s 1982 play Catastrophe,  also deals  with power and control in a similar way – the body of an actor (“protagonist” becomes an inert  mannequin for the whims of  “Director” who exerts direct control over every physical movement of  the body.

[14] Jean Martin, “Peter Strickland’s Film Soundtracks:  A World of Dreams, Nostalgia and Fear”  Glissando (2015), Vol 26 (Soundscape), p. 160-167,   http://eprints.brighton.ac.uk/13872/1/Martin%20-%20Strickland_soundtracks-Glissando2015.pdf   (Last accessed: 01/05/2017)

[15] Katalin Varga echoes the rape-revenge film popular as part of the  1970s exploitation milieu; Berberian Sound Studio, one might argue could be considered a ‘neo-Giallo’ film and The Duke of Burgundy is informed not only by Fassbinder but also by the erotic European exploitation cinema of the late ‘60s through into the 1970s.

[16]  In Jean-François Millet’s (1814-1875) painting The Gleaners (1857) , for instance,  the landscape is depicted as a desiccated place with slim pickings for the poor as they are left to pick up what’s left of the harvest.

[17] In the style of the Italian Baroque artist Michaelangelo Merisi de Caravaggio (1571-1610). A defining feature of his work is the use of internal light sources and contrasting shades of shadow and light: chiaroscuro

[18] Rodrigo Perez, “The Movies that Changed My Life, The Love Witch director Anna Biller”, The Playlist, http://theplaylist.net/love-witch-director-anna-biller-movies-changed-life-20161110/ (Last accessed:  01/05/2017)

[19] Jason Anderson, “No Sound Is Innocent: Peter Strickland’s Berberian Sound Studio”, Cinemascope, http://cinema-scope.com/cinema-scope-magazine/no-sound-is-innocent-peter-stricklands-berberian-sound-studio/  (Last Accessed:  01/05/2017)

[20] Ibid.

[21] Antonin Artaud, The Theatre and It’s Double,  London: Calder Press, 2001,  p.77.

[22]Stephen Barber, Artaud: The Screaming Body ,London:  Creation Books,  pp. 97-98, 1999.

[23] Carson Lund, “Notebook’s 5th Writers Poll: Fantasy Double Features of 2012” https://mubi.com/notebook/posts/notebooks-5th-writers-poll-fantasy-double-features-of-2012  (Last accessed:  01/05/2017)

[24]  Douglas Khan, Noise, Water, Meat, A History of Sound in The Arts, London: MIT press, 2001,  p.346

[25] See the paintings Experiment with a Bird in an Air Pump (1768), The Alchemist (1771) and The Orrery (1766)

[26] Ulrika Maude, Beckett, Technology and The Body, Cambridge: CUP, 2009,  p.63

[27] Ibid..

[28] Samuel Beckett, “ Krapp’s Last Tape” in Samuel Beckett: the Complete Dramatic Works, London: Faber & Faber, 1990, p.216

[29] In the 1973 Royal Court production of Not I, with actress Billie Whitelaw in the role of “Mouth”, Beckett demanded that the actress be strapped to a chair unable to move, with gauze keeping her head in place (this would lead in part to Whitelaw having a breakdown).   Also see endnote 13.

[30]  Kubrick famously put actor Murray Melvin through 57 takes of one scene during the filming of Barry Lyndon.

[31] Michel Chion, The Voice in Cinema (trans. Claudia Gorbman), NY: Columbia University Press, 1999, p.78.

[32] Ibid.

[33] Jean Martin, “Peter Strickland’s Film Soundtracks:  A World of Dreams, Nostalgia and Fear”  Glissando (2015), Vol 26 (Soundscape), p. 160-167 (here p.5)  http://eprints.brighton.ac.uk/13872/1/Martin%20-%20Strickland_soundtracks-Glissando2015.pdf   (Last accessed: 01/05/2017)

[34] Michel Chion, The Voice in Cinema (trans. Claudia Gorbman), NY: Columbia University Press, 1999, p.77.

[35] Jean Martin, “Peter Strickland’s Film Soundtracks:  A World of Dreams, Nostalgia and Fear”  Glissando (2015), Vol 26 (Soundscape), p. 160-167,  http://eprints.brighton.ac.uk/13872/1/Martin%20-%20Strickland_soundtracks-Glissando2015.pdf    (Last accessed:  01/05/2017)

[36] Michel Chion, The Voice in Cinema (trans. Claudia Gorbman),  NY: Columbia University Press, 1999, p.76

Notes on Contributor

Dr Matthew Melia is a Senior lecturer in film and television at Kingston University. His PhD was on Architecture and Cruelty in the work of Beckett, Genet and Artaud and he teaches on modules ranging from light entertainment television, broadcasting history, science fiction film and TV and cult film. He also specialises in the work of Ken Russell and Stanley Kubrick.

Bibliography

Antonin Artaud, The Theatre and It’s Double, London: Calder Press, 2001, p.77.

Benjamin Wright “Favourite Moments of Film Sound: The Wilhelm Scream” Offscreen: Vol. 11, Nos. 8-9, Aug/Sept 2007.

Carson Lund, “Notebook’s 5th Writers Poll: Fantasy Double Features of 2012” https://mubi.com/notebook/posts/notebooks-5th-writers-poll-fantasy-double-features-of-2012 (Last accessed: 01/05/2017)

Douglas Khan, Noise, Water, Meat, A History of Sound in The Arts, London: MIT press, 2001, p.346.

Jason Anderson, “No Sound Is Innocent: Peter Strickland’s Berberian Sound Studio”, Cinemascope http://cinema-scope.com/cinema-scope-magazine/no-sound-is-innocent-peter-stricklands-berberian-sound-studio/ (Last accessed: 01/05/2017).

Jean Martin, “Landscape, Soundscape and Taskscape in the films The Hurt Locker (2008) and Katalin Varga (2009)” The New Soundtrack, Volume 3 Issue 2, p.131. http://www.soundbasis.eu/pdfs/Martin-Soundscape2013.pdf (Last accessed: 01/05/2017).

Jean Martin, “Peter Strickland’s Film Soundtracks: A World of Dreams, Nostalgia and Fear” Glissando (2015), Vol 26 (Soundscape), p. 160-167 http://eprints.brighton.ac.uk/13872/1/Martin%20-%20Strickland_soundtracks-Glissando2015.pdf (Last accessed: 01/05/2017).

Jonathan Romney, “Katalin Varga, Peter Strickland, 82 mins (5)” Independent, Saturday October 19th, 2009, http://www.independent.co.uk/artsentertainment/films/reviews/katalin-varga-peter-strickland-82-mins-15-1800771.html (Last accessed: 01/05/2017)

Matthew Melia, “The Scream in Visual culture: The Scream as Fearful Response” in Transforming Fear, Horror and Terror: Multidisciplinary Reflections, ed. Shona Hill and Shilinka Smith, Oxford: Inter-Disciplinary.Net Press, 2014.

Michel Chion, The Voice in Cinema (trans. Claudia Gorbman), NY: Columbia University Press, 1999, p.76.

Rodrigo Perez, “The Movies that Changed My Life, The Love Witch director Anna Biller”, The Playlist, http://theplaylist.net/love-witch-director-anna-biller-movies-changed-life-20161110/ (Last accessed 01/05/2017).

Samuel Beckett, “ Krapp’s Last Tape” in Samuel Beckett: the Complete Dramatic Works, London: Faber & Faber, 1990, p.216.

Stephen Barber, Artaud: The Screaming Body, London: Creation Books, 1999, pp. 97-98,.

Ulrika Maude, Beckett, Technology and The Body, Cambridge: CUP, 2009, p.63.

Filmography

Distant Drums (Raoul Walsh, USA, 1951)

The Bitter Tears of Petra Von Kant (R.W.Fassbinder, Germany, 1972)

A Virgin Among The Living Dead (Jesus Franco, Spain, 1973)

The Shout (Jerzy Skomlimowski, UK, 1978)

The Shining (Stanley Kubrick, UK/USA, 1981)

Return of the Jedi (Richard Marquand, 1983, USA)

Katalin Varga (Peter Strickland, UK/Romania, 2009)

Berberian Sound Studio (Peter Strickland, UK, 2012)

The Duke of Burgundy (Peter Strickland, UK, 2014)

A Field In England (Ben Wheatley, UK, 2014

It Follows (David Mitchell, USA, 2014)

The Falling (Carol Morley, UK, 2014)

The Neon Demon (Nicholas Winding Refn, France/USA/Denmark, 2016)

The Love Witch (Anna Biller, USA, 2017)

Television

The Lover (Harold Pinter, UK, ITV, 1962)

The Stone Tape (Peter Sasdy, UK, BBC, 1975)